- Equitable (New York, NY)
- …allocation targets across all asset classes, informed by liability profiles and risk tolerance. Lead the development and implementation of product investment ... Policy & Compliance ** : Create and maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy… more
- JPMorgan Chase (New York, NY)
- …and control management framework documents for mitigating risks relevant to AI/ML. + Lead risk and control assessments in partnership with control management and ... and platforms (eg, LLM Suite), ensuring adherence to the firm's Compliance & Operational Risk Evaluation (CORE) Program. You will support CAO to embed robust… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- KeyBank (Rochester, NY)
- …and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally ... the VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile… more
- Citigroup (New York, NY)
- …internal areas including: ICRM Sanctions, Control Functions, FinCrime Functions and In-Business Risk to address compliance issues which may impact Services ... **Services Sanctions Operations - Level 2 Payments Lead ** **Grade: C15** + **Overview** Services is a...and previous exposure to managing large teams, control / risk / compliance related functions. + Demonstrated… more
- PNC (New York, NY)
- …full-time in office role. * The position reports into the Program and Strategy Lead within 1LoD Financial Crimes Compliance Program Office (FCCPO) * Typically ... activities, product development and customer activities + Prepares AML and Sanctions compliance reports and/or customer risk profiles. Identifies issues and… more
- JPMorgan Chase (New York, NY)
- Are you interested in driving AI governance and risk management, leading controls, and ensuring compliance for a crucial area in the firm? If so, this may be the ... pivotal role in shaping the firm's approach to AI/ML risk , ensuring compliance , and inspiring confidence through...tests and Audits, and Regulatory exams as applicable + Lead by example, with exemplary personal and professional attributes.… more
- Citigroup (New York, NY)
- …existing securitization facilities. Assume ownership of credit decisions and ensure full compliance with internal procedures, credit risk policy guidelines, and ... encompass a thorough analysis of business terms, structural elements, strengths, prevailing risk factors, asset types, and compliance with internal underwriting… more
- Capital One (New York, NY)
- …operations of moderate complexity with more than one component, including finance, IT, compliance , credit, security. + Provide risk management advice and counsel ... of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination + At least 3… more
- Capital One (New York, NY)
- …operations of moderate complexity with more than one component, including finance, IT, compliance , credit, security. + Provide risk management advice and counsel ... experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination within the banking… more