- Tompkins Community Bank (Ithaca, NY)
- …and ensuring compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk modeling and risk ... Support operating companies with financial insights and planning. + Risk Management and Compliance + Manage the...modeling (interest rate, liquidity, capital, and strategic risks). + Lead the risk management program, including business… more
- Wells Fargo (Purchase, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Deloitte (New York, NY)
- …fraud-related controls, playbooks, and escalation procedures. + 2nd Line of Defense - Risk & Compliance : + Provide guidance on the implementation and oversight ... controls. + 1 st and 2nd Line of Defense Experience: Proven background working in risk management or compliance roles, specifically within both 1 st and 2nd line… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- PSEG Long Island (Bethpage, NY)
- … Risk , and Compliance (GRC) initiatives, including Vulnerability & Risk Compliance , Cyber Governance, Awareness & Strategy, Third-Party Risk , ... This role focuses on securing critical infrastructure systems by performing risk assessments, managing compliance , engineering defenses, and collaborating with… more
- Bank of America (New York, NY)
- …other groups as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure ... (GRM) leads bank-wide initiatives for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational, model… more
- JPMorgan Chase (New York, NY)
- …portfolio monitoring activity and quarterly summarization of credit ratings updates and Identify risk in the portfolio that might lead to loan modifications, ... Estate Debt Asset Management within our team, you will lead and oversee the asset management function for a...real estate debt portfolio. You will ensure effective performance, risk management, and value preservation of all debt investments,… more
- TD Bank (New York, NY)
- …finance and other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external ... lifecycle. The Fixed Income Operations team plays a key role in mitigating risk , improving client service, and delivering seamless trade processing across a diverse… more
- Citigroup (New York, NY)
- …FX). Understanding of MAR (Market Abuse Regulation) related behaviours through trading experience, compliance , risk , or other related business roles will be very ... market behaviours and how to triage alerts. This will lead to infrequent but credible challenge of Supervisors via...5-10 years' experience in credit related middle office, surveillance, risk management and/or regulatory compliance in one… more
- Grant Thornton (New York, NY)
- …to senior stakeholders, guiding them through the implementation of Microsoft Purview's compliance , data loss prevention (DLP), insider risk , and information ... Sensitivity Labels + Data Loss Prevention (DLP) + Insider Risk Management + eDiscovery and Compliance Manager...+ Experience with data classification, retention policies, and insider risk management. + Proven ability to lead … more