- ASM Global (New York, NY)
- … risk management framework that addresses operational, safety, financial, compliance , and reputational risks unique to high-profile live events. The VP ... and unforeseen challenges. ESSENTIAL DUTIES AND RESPONSIBILITIES: 1. Strategic Risk Leadership + Develop and lead a...and accurate resolution of all claims. 5. Regulatory & Compliance Oversight + Monitor and ensure compliance … more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer. This individual will ensure LLE's full ... as FAR and DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing,… more
- TD Bank (New York, NY)
- …Artificial Intelligence **Job Description:** The Model Validation (MV) group in Enterprise Risk , Risk Management is responsible for the independent validation ... AVP, TBSM / FCRM/ TDAM/TDI Model Validation group. Detailed accountabilities include: + Lead a team of quantitative professionals to validate Financial Crime Risk… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a ... comprehensive and diverse range of risk management expertise to business leaders. Leads and supports...advice to senior management in field of specialty; may lead team(s) of related specialists/experts + Advises on execution… more
- SMBC (New York, NY)
- …regulated entities. The VP will partner closely with Market Risk , Enterprise Risk , Non-Financial Risk , Compliance , Operations, Finance, and Front Office ... (23.602), and overall NFA compliance . Ensure governance compliance with SR11-7, Heightened Standards, and internal Risk...controls New Business and Issue Management: - Serve as risk governance lead for new business initiatives… more
- M&T Bank (Buffalo, NY)
- …management framework and the extent to which they accurately reflect the operational risk environment. Lead initiatives to analyze various elements of said ... may be required for infrequent seminars and conferences. + Lead and/or support efforts to develop and improve training...Experience Required:** Bachelor's degree and six years' experience in compliance , legal, audit, risk , or other relevant… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...As an Executive Director for Climate, Nature and Social Risk (CN&S) Data and Model Implementation Lead ,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... of P&L. Oversee enhancement and upgrade of production and risk systems. Lead and drive a customer...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Principal Financial Group (New York, NY)
- …and CIT platforms. + Support mindset shifts within the business toward proactive risk ownership-helping teams move from compliance -driven activities to a fully ... control functions to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight** + Lead operational risk oversight for US… more
- Capital One (New York, NY)
- …also provide Subject Matter Expertise and advisory to other audit teams regarding risk management. **Responsibilities:** + Lead small audits, or own completion ... Principal Auditor - Risk Management Capital One's Audit function is a...You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more