- Guardian Life (Austin, TX)
- …3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule… more
- Wells Fargo (Irving, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- MUFG (Irving, TX)
- …which may include developing or customizing related content + Conduct annual risk -based assessments of financial crimes and core compliance training needs ... regional business leaders and other key stakeholders in connection with the International Compliance program + Lead the monitoring of the training Program,… more
- Unity Technologies (Austin, TX)
- …external audit partners and drive a proactive, risk -based approach to technology compliance . **What you'll be doing** + Lead and evolve Unity's technology ... aligning technology controls, policies, and procedures with business objectives and risk tolerance. + Embed compliance into technology operations, partnering… more
- Texas Health Resources (Arlington, TX)
- …to align compliance practices with regulatory guidance and industry standards. Risk Identification & Mitigation - Identify compliance risks, report findings, ... Manager Compliance Coding _Are you looking for a rewarding...This role is responsible for developing policies, procedures, and risk -based educational materials to ensure adherence to federal and… more
- Galileo Financial Technologies, LLC (Sandy, TX)
- …at https://www.galileo-ft.com/working-at-galileo . We are seeking a dynamic individual to help lead the Card Program Management regulatory compliance program for ... excellent executive-level verbal and written communication Qualifications: + 5+ years of compliance or risk management experience in fintech, payments, or… more
- Jacobs (Houston, TX)
- …business unit and will focus on leading the consulting and delivery for compliance / risk solution services to new and existing clients across the manufacturing, ... This Digital Consulting Lead role is housed in our Digital and...candidate must be technically proficient in market-leading solutions for compliance , sustainability, energy and carbon, and operational risk… more
- Fujifilm (Austin, TX)
- …controls. + Conduct healthcare, anti-corruption, antitrust, anti-corruption, and anti-money laundering compliance risk analysis. Identify potential areas of ... materials and a legacy of groundbreaking technology, we now lead 23 diverse affiliate businesses across the Americas. We're...compliance vulnerability and risk . Develop and implement action plans to mitigate potential… more
- MUFG (Irving, TX)
- … Testing ("GFCCT") function in performing deep dive reviews and targeted risk -based thematic assessments of financial crimes compliance (AML, Sanctions, ABC) ... effectiveness of measures (controls) taken to mitigate financial crimes risk : + Engage directly with management with a goal...Engage directly with management with a goal to independently lead end-to-end compliance testing reviews, applying the… more
- Xylem (Houston, TX)
- …trade compliance processes through ERP integration and data analytics. * Lead or participate in corporate trade compliance initiatives, including global ... expectations through innovative and sustainable solutions. Job Summary: The Trade Compliance Manager leads Xylem's regional trade compliance function, ensuring… more