- City National Bank (Los Angeles, CA)
- …Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk )Thrives in a dynamic team-based environment, effectively ... *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The...* Plans, executes and leads complex projects using a risk based, cost effective and efficient process but is… more
- CBRE (Sacramento, CA)
- …commercial agreements, including but not limited to: commercial terms, areas of risk and reward, operational compliance , cost control, financial responsibilities ... Commercial Contract Manager Job ID 231188 Posted 18-Aug-2025 Service line...and procurement teams in managing, mitigating and flowing down risk , managing change on the accounts, supporting change and… more
- Wells Fargo (Bellflower, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Bank of America (Walnut Creek, CA)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Merrill Market Client Relationship Manager Walnut Creek, California **To proceed with your...service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance … more
- BMO Financial Group (Newport Beach, CA)
- …structures and collateral. + Supports credit-granting decisions by making recommendations to manager . + Supports portfolio monitoring and compliance , within the ... of loans that align with client requirements and ensure compliance with the banks risk appetite and...to ensure long-term financial performance in collaboration with Relationship Manager and business partners. + Structures and supports new,… more
- Coinbase (Sacramento, CA)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....2nd Line functions like Risk Management and Compliance ) and external auditors. Strategically manage these relationships to… more
- City National Bank (San Francisco, CA)
- …model adjustments. * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external ... *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will...for US Mortgage Banking and will partner with the Risk Framework leadership team. Responsibilities will encompass support in… more
- M&T Bank (Costa Mesa, CA)
- …+ Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk , Compliance and/or ... Global Capital Markets (GCM) accounts that may have significant complexity and risk , including all administrative, operational and risk management activities for… more
- SAP (Palo Alto, CA)
- …Awareness & Enablement** (SA&E) team, you'll contribute to improving SAP's security compliance by addressing human risk through awareness, enablement, and ... goals while building valuable skills and experience in security awareness, audit, compliance , and risk management. **Key Responsibilities** Compliance … more
- Guardian Life (Sacramento, CA)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office… more