- SMBC (New York, NY)
- …**Role Description** The Vice President, Business Risk will support the Business Risk Manager in enhancing the risk management framework for SMBC's ... environment. The ideal candidate will bring strong experience in transaction banking, risk governance, and regulatory compliance , with a collaborative and… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... "tone at the top" in support of a strong risk & compliance culture within Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Senior Audit Manager , Financial Crimes Compliance & AML...of experience in auditing, at least 7 years in compliance , at least 7 years in risk … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The Group Risk Specialist** will assist teams ... identifying, understanding, and monitoring risks in alignment with the Bank's strategy and Risk Appetite. They will ensure the teams we support remain compliant to… more
- HSBC (New York, NY)
- …members), risk stewards' / control groups (eg Regulatory and Financial Crime Compliance , Legal, Traded Risk , Product Control) and our global product risk ... managed + Provide guidance, with direction from the manager to the CIB-MSS Desks across our sites to...any other trait protected by applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America-United… more
- Bank of America (New York, NY)
- …negotiating across external stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- MUFG (New York, NY)
- …will be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects ... related to issue management, risk assessments, control testing, risk metric reporting, documenting loss events, and assisting operations business lines with… more
- JPMorgan Chase (New York, NY)
- …for climate, nature and social risk topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase ... implementation with the firm's Legal Entities (LE) to drive compliance with firmwide climate, nature and social risk...asset classes, working knowledge of derivative products and enterprise risk management processes + Strong project manager … more
- American Express (New York, NY)
- …an impact in this role? Working closely with the Global Sanctions Director, the Risk & Control Assessment and Remediation Manager within Global Sanctions will be ... Sanctions is responsible for developing and maintaining an effective, risk -based enterprise-wide sanctions program that focuses on; establishing minimum standards,… more
- American Express (New York, NY)
- …as Privacy and Conduct Risk . This position will also support effective compliance risk management oversight to promote safe and scalable marketing and ... innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk ...effectiveness of the business compliance program via Compliance Risk Assessment, Issue Management Framework, Complaint… more