- M&T Bank (Getzville, NY)
- …and technology to address issues for the team. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...and/or that serve to help the Company be in compliance with laws and regulations that apply to the… more
- TD Bank (New York, NY)
- …key metrics and business conduct issues + Liaison with other Divisions, such as Compliance , Legal, Risk and Internal Audit as well as support regulatory ... and supervisory requirements + Strong ability to work with Compliance , Legal or Risk partners to interpret...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Regeneron Pharmaceuticals (Troy, NY)
- …update the IT Risk Register to track risks, mitigation strategies, and compliance status. + Recommend and implement changes to systems and processes to enhance ... for developing and implementing strategies to manage IT/OT risks, ensuring compliance with standards and alignment with organizational goals. The position involves… more
- TD Bank (New York, NY)
- …entries and reconciliations for broker-dealer and non-broker-dealer entities and ensure compliance with US GAAP and IFRS standards. Key Responsibilities + Oversee ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Advanced proficiency in Microsoft Excel and automation tools… more
- BMO Financial Group (New York, NY)
- …legal entities; coordinating and tracking regulatory remediations; ensuring continued compliance with the evolving global regulatory environment; and fostering a ... transparent, compliant, and proactive regulatory risk management culture across all areas of BMO Capital...when gaps in Capital Markets or legal entity regulatory compliance are identified + Proactively review and make recommendations… more
- Wolters Kluwer (New York, NY)
- …, with a dotted line reporting relationship to the Executive VP and General Manager of the Compliance Solutions business unit ( Compliance Solutions). The ... primary legal support to the Executive VP and General Manager of Compliance Solutions and will be...Solutions' business + Advising FCC's senior management on legal compliance and risk management to accomplish business… more
- RELX INC (New York, NY)
- Senior Product Manager - Generative AI Product Manger About the Business LexisNexis Risk Solutions is the essential partner in the assessment of risk . Within ... Laundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more… more
- Bank of America (New York, NY)
- …bank + Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant ... of internal audit or front office business control or compliance or risk management experience covering the...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- M&T Bank (Amherst, NY)
- …and external regulations are followed to minimize risks to the Bank from non- compliance . + Exercise usual authority of a manager concerning staffing, performance ... to staff. + Communicate and enforce operational and procedural changes to ensure compliance with Bank and division policy, investor regulations and very complex laws… more
- Deloitte (New York, NY)
- Healthcare Clinical Documentation Specialist - Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk ... you'll do As a Senior Consultant in our Regulatory, Risk , & Forensic Healthcare Practice, you will have the...for accuracy of coding and documentation to ensure regulatory compliance + Apply knowledge of medical terminology, disease conditions… more