- Raymond James Financial, Inc. (Charlotte, NC)
- …and compliance guidelines. **Skill in** + Operating client relationship manager system and other required software applications to produce financial plans, ... fully position new Advisors for success. In conjunction with a Mentor, Branch Manager , and/or a team of Financial Advisors, the Financial Advisor Trainee will learn… more
- Sunrise Senior Living (Raleigh, NC)
- …and state laws/provincial labor/labour laws and Sunrise policy. + Maintain training compliance and records and performance appraisal records and perform ongoing data ... consistently. + Execute business processes to ensure completeness and consistency in compliance to standard operating procedures (SOP). + Maintain and organize audit… more
- Evolent (Raleigh, NC)
- …the manage and report risk , issues, and decisions with the lead / manager + Responsible to attend and if required, lead test team meetings for technical testing ... The IQA reports to a associate director or a manager . One or many IQAs may be engaged in...part of the application process. This is collected for compliance and security purposes and only reviewed if an… more
- Bank of America (Charlotte, NC)
- …ensuring that software is developed to meet functional, non-functional and compliance requirements, and solutions are well designed with maintainability/ease of ... deliver a requirement/story per the defined acceptance criteria and compliance requirements. + Designs, develops, and modifies architecture components, application… more
- Cognizant (Raleigh, NC)
- …for client stakeholders and senior leadership regarding automation scope, progress, and risk mitigation . Collaborate with Program technical offices to ensure the ... created or modified . Communicate progress, issues, and needs to automation project manager for the entire workstream/all areas . Lead input, review, and approve of… more
- Bank of America (Charlotte, NC)
- …ensuring that software is developed to meet functional, non-functional and compliance requirements, coding solutions, unit testing, and ensuring the solution can ... deliver a requirement/story per the defined acceptance criteria and compliance requirements + Utilizes multiple architectural components (across data, application,… more
- Regions Bank (Charlotte, NC)
- …systems + Designs cyber security architecture, evaluates and mitigates potential risk , and approves implementation of systems and applications into production + ... requirements (eg GLBA, SOX, HIPPA, FFIEC, etc.) as well as other organizational compliance (PCI) requirements + Tracks metrics for compliance to internal cyber… more
- Bank of America (Charlotte, NC)
- …across increasingly heterogeneous technology environments, and to meet increasingly rigorous compliance requirements. **What you can expect in Identity & Access ... members on the book of work, operational concerns, or risk items. You will help overcome obstacles and maintain...update RACF rules to align with security policies and compliance requirements + Analyze and troubleshoot RACF related security… more
- Ralliant (Raleigh, NC)
- …Governance, this role will serve as a strategic partner on public company compliance , corporate governance, M&A, and financing activity. This is a high-impact role ... public company. The ideal candidate will be a trusted advisor, skilled project manager , and collaborative team member with a strong understanding of securities law… more
- Nuveen Investments (Charlotte, NC)
- …RFP/DDQ responses. Nuveen Global Fixed Income ("Nuveen GFI") is world-class asset manager that manages approximately $600 billion of investment strategies across the ... in the world, is guided by a long heritage of successful performance outcomes and risk control for our clients. Nuveen GFI is seeking a senior CLO CPM to support… more