- Bank of America (Charlotte, NC)
- …& Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles **Preferred Leadership Behaviors:** + Demonstrates Sound Decision ... Executive provides advisement and oversight to leaders within Global Risk Management, Compliance and Operational Risk...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Regions Bank (Charlotte, NC)
- …**Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering Specialist ... (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory Authority (FINRA) Licenses **Skills and… more
- American Express (Charlotte, NC)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory… more
- American Express (Whitsett, NC)
- …toward risk management practices, ensuring alignment with the organization's overall risk appetite and adhering to compliance requirements and industry best ... resolution of problems. + Prepares detailed reports and documentation to support risk management activities and compliance efforts, providing clear and accurate… more
- Wells Fargo (Charlotte, NC)
- …Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud professional) ... a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area +… more
- Grant Thornton (Charlotte, NC)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... SOX compliance , System & Organization Control (SOC) reporting, or other risk management, compliance , and assurance activities + Strong understanding of COSO… more
- TD Bank (Charlotte, NC)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The successful applicant will be part of the… more
- Wells Fargo (Charlotte, NC)
- …and/or experience in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk , and/or experience in the financial services industry ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- City National Bank (Charlotte, NC)
- …a function that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in ... partnership with the Head of IT Risk Manager . The role will support the...preparation * Strong knowledge and experience with US regulatory, compliance , and governance and experiencing interacting with the regulators… more
- Regions Bank (Charlotte, NC)
- …a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...a specific line of business. **Primary Responsibilities** + Conducts compliance reviews to identify potential areas of risk… more