- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... of the MTA Ethics, Risk , and Compliance Program. Identify and assess...implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings… more
- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior...of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND… more
- American Express (New York, NY)
- …Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the mission of ensuring that American Express operates in ... the company's growth while safeguarding its reputation and operations. The Compliance Risk Management Governance team develops, oversees, and strengthens… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on ... experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational skills.… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with… more
- NBC Universal (New York, NY)
- …and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice ... risk assessments for relevant business units to identify potential areas of compliance risk ; develop and implement risk mitigation plans. + Partner with… more
- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- MTA (Jamaica, NY)
- …SALARY RANGE: $88,181.36 - $110,226.70 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 144-41 ... analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director...various initiatives. + Lend support and work with department risk officers as directed by the Director to maintain… more
- WMCHealth (Valhalla, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... regulations. + Serves as a WMC APS HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations...risk areas for auditing and developing an annual compliance work plan.. + Works closely with the VP,… more
- WMCHealth (Poughkeepsie, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... new regulations. + Serves as a WMC HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations...risk areas for review and assists the VP, Compliance to prepare the related remedial or audit plan.… more