- City National Bank (New York, NY)
- *PRIVATE BANKING OFFICER II * WHAT IS THE OPPORTUNITY? Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private Bankers ... processing for the portfolio supported. WHAT WILL YOU DO? * Risk Management/ Compliance * Within authority, perform deposit operations-related activities… more
- Capital One (New York, NY)
- …servicing call center or support associate. + Holds accountability for the execution of risk management / compliance protocols within the sales process and in ... Virtual Business Banker II The Virtual Business Banker II ...the interaction model to best support customers (Treasury Management Officer , Merchant Services, Business Card Reps, Market Credit Exec,… more
- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include...risk -based regulatory schemes including Basel I and Basel II and current rules under review . Sarbanes Oxley… more
- City of New York (New York, NY)
- …relevant events and information sources to identify members who may be at- risk for poor performance/adverse consequences. Confers with member's commanding officer ... an analysis for possible inclusion in the Early Intervention Program. Ensure compliance with the ordered interventions and provide data for quarterly report. WORK… more
- New York University (New York, NY)
- ABOUT THE ORGANIZATION: Scholars at Risk (SAR) is an international network of over 600 higher education institutions and associations in 40 countries dedicated to ... values globally. Information at www.scholarsatrisk.org POSITION SUMMARY: Scholars at Risk is seeking a highly-organized, proactive and detail-oriented researcher/trainer… more
- Bassett Healthcare (Cooperstown, NY)
- …risks to safety, identifies the underlying causes and makes necessary improvements so risk is reduced. + Ensures staff compliance with annual mandatory ... enjoy the best quality of life possible. What you'll do The Nurse Manager II has 24-hour responsibility and accountability for delivery of patient care within the… more
- City of New York (New York, NY)
- …for (1) Computer Specialist Software II to function as a Governance, Risk and Compliance Lead who will: - Develop, implement and maintain cybersecurity ... policies, plans and processes. - Flag and communicated Agency compliance issues and areas of risk ODSM...awareness. - Develop and expand Agency vendor third party risk process. - Liaise between Agency Privacy Officer… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description & ... and services, as well as working with the global Compliance and Risk teams to identify and...regulatory requirements (eg, IOSCO, ESMA, SEC, FCA, CFTC, MiFID II , etc.) and assess their impact on data governance… more
- Equitable (New York, NY)
- …Policy & Compliance ** : Create and maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy ... Deputy Chief Investment Officer - General Account (HYBRID) ( 250000IH )...Maintain investment evaluation standards across all asset classes. + Risk Parameter Compliance : Enforce risk … more
- Lockheed Martin (Owego, NY)
- …for overseeing day\-to\-day information system security operations, including auditing and compliance with internal LM and customer security requirements\. You will ... in accordance with internal LM and customer security requirements, primarily Risk Management Framework \(RMF\)\. Your responsibilities will include: \- Oversee… more