- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior...as assigned Requirements Skills/Abilities: + Ability to project a professional appearance and positive attitude at all times. +… more
- American Express (New York, NY)
- …as Privacy and Conduct Risk . This position will also support effective compliance risk management oversight to promote safe and scalable marketing and ... innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk Assessment, Issue Management Framework, Complaint… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assets under management is looking to hire an experienced compliance professional to join its team. The... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- Access: Supports For Living (Middletown, NY)
- …conducting compliance investigations, publishing regulatory guidance updates, identifying compliance risk areas, conducting Rapid Improvement Events (RIEs) + ... regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring...and graphs EDUCATION AND EXPERIENCE: + Master's Degree of Professional /Business Studies, or + LCSW or LMSW, or +… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... applicable laws, rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated, remediated, and… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... of control weaknesses or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency with current applicable banking… more
- Palo Alto Networks (New York, NY)
- …Unit 42 Consulting Leadership in the development of Risk Management, Compliance , and Security standards within professional services + Maintaining industry ... knowledge of and experience with cybersecurity best practices within theGovernance, Risk and Compliance (GRC) field to provide recommendations to proactively… more
- American Express (New York, NY)
- …remediation for timely closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that the appropriate risks are ... Audit, Financial Crimes Compliance , and Privacy Office. + Evaluating third-party compliance risk of vendors contracted to perform services on behalf of… more
- American Express (New York, NY)
- …and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment, Regulatory Change ... + Keep abreast of US consumer regulations and trends for potential impact to Compliance risk assessments. + Assist in preparation for regulatory inquiries and… more
- American Express (New York, NY)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory… more