- Raymond James Financial, Inc. (New York, NY)
- …education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates ... and division of responsibilities within the Compliance department. Leads major projects, programs or processes with...+ Develops systems and procedures to minimize the firm's risk exposure while balancing business concerns. + Maintains the… more
- Coinbase (Albany, NY)
- …and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the charge in combating money ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- SMBC (New York, NY)
- …for training development. + Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance ...making it an excellent opportunity for career growth and professional development. The ideal candidate will be skilled at… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit ... and its numerous affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices...Internal Audit staff to identify and mitigate areas of risk . * Represent ESD at Public Hearings. * Any… more
- Lincoln Financial (Albany, NY)
- …a resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What ... **The Role at a Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to work in our Fort Wayne… more
- BlackRock (New York, NY)
- …and actively managed products. This individual will be able to effectively manage compliance risk and help ensure compliance with regulatory requirements ... this role** **Summary:** We are seeking a highly motivated professional to serve as a member of BlackRock's 1940...as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines including mutual… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …the impact of new regulations and guidelines and implement solutions to maintain compliance . * Applying practical experience of IT Risk Management Methodology to ... As a Senior Director of IT, Quality Assurance and Compliance , you will lead a team of those managing...skills (written/verbal). A Master's degree and/or a Project Management Professional (PMP) certification is preferred. Does this sound like… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, compliance , and… more
- ManpowerGroup (New York, NY)
- …International Relations, or a related field. + 2+ years of experience in sanctions compliance , AML, or financial crime risk management, preferably in a regulated ... + Assist in the development, implementation, and maintenance of internal OFAC compliance policies and training programs. + Prepare periodic reports for senior… more
- AON (New York, NY)
- …a timely fashion. + Input and/or check all data into data systems. + Ensure compliance with Aon or Professional Services systems or processes, including, but not ... our clients by delivering innovative and effective solutions supporting Risk , in New York, NY. This role is to...and/or check all data into data systems. + Ensure compliance with Aon or Professional Services systems… more