- TD Bank (New York, NY)
- …Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk , and internal and external counsel. Maintain productive relationships ... and ensure team members complete all required training + Understands, utilizes and follows compliance / risk and control programs + Consults with all risk … more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... and emerging trends, including regulatory expectations and standards for effective compliance management systems + Knowledge of risk management environment,… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... analysis, and/or reporting typically achieved through work as a: business, data, operations, compliance , or risk analyst; internal auditor; or role that includes… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... and risk -based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Syracuse, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....senior role within an Internal Audit department. * Relevant professional certification (eg, CPA, CIA, CISA, CISM, CRISC, CFE)… more
- American Express (New York, NY)
- … risk role or other relevant experience + Experience working across/with product, risk and compliance functions and have a knowledgeable understanding of the ... of American Express + Must be highly organized and professional individual with an ability to demonstrate keen attention...or other relevant experience * Experience working across/with product, risk and compliance functions and have a… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... and risk -based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory… more