- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... and risk -based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory… more
- MTA (New York, NY)
- …on how to proceed. + Conduct and guide technical staff performing safety risk assessments, regulatory compliance reviews and ergonomic reviews on equipment and ... Operating Practices. + Demonstrated experience in Safety and Operational Risk Management. + Professional Engineer (PE, PEng ) Certification. + Current and in… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …supervisor and working with diverse teams on a variety of tasks, including compliance and risk management responsibilities. + Provide information to colleagues ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Hempstead, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... CA, LLB and/or MBA preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS** At TD, we are… more
- JPMorgan Chase (Brooklyn, NY)
- … and control environment of the respective LOBs or CFs, inclusive of Operational Risk , Compliance and Conduct Risks. + Prepare the annual presentation to the ... management, regulatory watch areas and areas of elevated residual risk . + Complete the quarterly Compliance and...problem solving and written and oral communication skills + Professional attitude, strong team player + Proficient in Microsoft… more
- Fiserv (New York, NY)
- …successful Manager of Financial Crimes Compliance & Emerging Markets ensures regulatory compliance and manages risk across high- risk verticals such as ... businesses, and cryptocurrency. This role provides strategic guidance, executes compliance monitoring and testing, and supports business initiatives while aligning… more
- TIAA (New York, NY)
- …Degree in business, legal, or other related discipline + Certified Third-Party Risk Professional (CTPRP) or Certified Regulatory Vendor Program Manager (CRVPM) ... of work experience within vendor risk or operational risk management, audit, or compliance Preferred Qualifications: + 5+ years of work experience within… more
- Guardian Life (New York, NY)
- …Provide strategic and tactical guidance to business and technology teams on secure architecture, risk mitigation, and compliance . + Act as a security leader and ... through innovation, automation, and operational excellence, while ensuring regulatory compliance and fostering a culture of secure-by-design thinking across the… more