- City National Bank (New York, NY)
- …business management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance . * Leadership and corporate behaviors: ... opportunities that increase revenues and relationship profitability, while mitigating risk for clients and delivering an excellent overall client experience.… more
- City of New York (New York, NY)
- …eligibility; and data maintenance for financial systems of record. The Audit and Risk Management area within DFS is responsible for overseeing and monitoring of the ... contracted provider agencies and monitoring and identifying areas of financial risk . This includes preparing year-end reconciliations for each provider, reviewing… more
- BMO Financial Group (New York, NY)
- …of administrative/operational issues. + Understands the complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + ... -return trade-offs, and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part of day-to-day… more
- Citizens (New York, NY)
- …risk administration with particular emphasis on financial analysis/modeling, risk evaluation, ongoing portfolio maintenance activities, regulatory compliance , ... competing priorities. + Meet deadlines and schedules associated with maintaining portfolio compliance with credit and risk policies. + Provide client management… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- HSBC (Buffalo, NY)
- …training to less experienced personnel. Support HSBC's diversity programs.Adhere strictly to compliance and operational risk controls with HSBC and regulatory ... in collecting and analyzing a broad range of credit, collateral and compliance documents related to the mortgage process, ensuring loan quality and integrity.… more
- City of New York (New York, NY)
- …nyc.gov/dcas to learn more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the Commissioner's Office. ACS assists management with ... DCAS contracted vendors and Requirement Vendor Citywide contracts. DCAS's Audit & Compliance Services (ACS) consists of the following: - Engineering Audit; - Vendor… more
- TD Bank (New York, NY)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- HSBC (New York, NY)
- …Contribute to effective utilization of the area/country balance sheet through monitoring risk -weighted assets (RWA) and deployment of appropriate risk management ... all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external… more