- Mizuho Corporate Bank (New York, NY)
- …accurately documented and communicated to relevant stakeholders to maintain model integrity and compliance . + Execute the model risk framework and standards for ... configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Conduct periodic Productivity Assessments to evaluate the continued… more
- Mizuho Corporate Bank (New York, NY)
- Job Description The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting ... all activities and duties are carried out in full compliance with regulatory requirements, enterprise wide risk ...Reports (SARs) is a plus + Certification in a professional association such as the Association of Certified Anti-Money… more
- The Salvation Army (Jamaica, NY)
- …Assist facilities in annual and complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to nursing. + Implement processes to ... routine audits of medical records, to ensure all medical compliance is met and the programs are audit ready....it relates to nursing. + Identifies areas of potential risk and develops systems within the organization to minimize… more
- HSBC (New York, NY)
- …and coordination within all CMA teams, and related functions (Finance, Regulatory Compliance , Financial Crime, HR, Wholesale Risk , etc.) for the Americas ... Finance (SEF), Debt Capital Markets (DCM), Leveraged & Acquisition Finance (LAF), and Corporate Risk Solutions (CRS). The CMA COO team play a key role across several… more
- Citigroup (New York, NY)
- …technology professionals + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure ... The Quantitative Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the… more
- Citigroup (New York, NY)
- …product groups. + Responsible for strict adherence to the Bank and CPB compliance /regulatory framework. + Collaborate with the in-business risk underwriting team ... The Wealth Lending Advisor for Asset Management Group (AMG) is a strategic professional lender who closely follows the latest trends in the Asset Management industry… more
- Lincoln Financial (Albany, NY)
- …and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, ... Plan audit engagements, identify inherent risks and control objectives, perform risk assessments and identify IT-related risks and vulnerabilities based on business… more
- HSBC (New York, NY)
- …credit financing and market access business with Institutional clients. Risk management of structured trading books, including financial, legal, operational, ... and Index products. Improve the functionality and scope of existing risk management and pricing infrastructure. Collaborate effectively across trading, structuring… more
- SMBC (New York, NY)
- …analysis and the review includes, but not limited to, obligor credit risk , projections, transaction background, deal structure, facility terms and conditions, US ... and relationship strategy. **Role Objectives** + Analyze various elements of credit risk and transaction specifics, primarily for Middle Market obligors, and provide… more
- BMO Financial Group (New York, NY)
- …credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely with ... are seeking a results-driven **Equity Derivatives and Structured Finance Professional ** to join our dynamic team. In this role,...team members to enhance skills and capabilities + Consider risk , internal controls and compliance as part… more