- M&T Bank (Getzville, NY)
- …Determine in-state agent who can accept service. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and reflects… more
- Travelers Insurance Company (Melville, NY)
- …reserving, litigation management, negotiation and resolution) including maintaining full compliance with internal and external quality standards and state specific ... specific activities required to effectively evaluate claims, such as Subrogation, Risk Control, nurse consultants nurse consultants, and fire or fraud investigators,… more
- JPMorgan Chase (New York, NY)
- …transactions + Manage market risks from a pricing and execution perspective, follow risk & compliance policies and procedures. + Providing education and ... marketing materials (including pitch books) for sales force and clients + Assisting the marketing effort of trade ideas + Contributing and participating in internal marketing forums (daily morning meeting) + Monitor and communicate business metrics to… more
- Surveying And Mapping, LLC (Queens County, NY)
- …dig law. Conduct regular field inspections at active job sites to ensure compliance with 811 dig laws and safe excavation practices Communicate effectively with ... vehicles Respond to emergency requests or urgent job site needs to mitigate risk or resolve issues Collaborate with team members to support ongoing safety… more
- M&T Bank (Buffalo, NY)
- …members. + Responsible for ordering messenger services. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... standards and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... scaling, building, implementing, and maintaining an adaptive and mature Risk Compliance Management program. You will empower...documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... of experience **Preferred Skills:** + Minimum 7+ years of compliance risk management, enterprise risk ...documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist… more
- KeyBank (NY)
- …oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part ... management, including account administration best practices. + Proficiency in compliance risk assessments and monitoring methodologies. + Excellent written… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA… more