- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist … more
- PSEG Long Island (Bethpage, NY)
- …This position is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP ... with strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and manage NERC CIP requirements for which… more
- ManpowerGroup (New York, NY)
- …degree or equivalent required. + 3+ years of working experience in compliance required. + CAMS (Certified Anti Money-laundering Specialist ) Certification is ... Our client, a leading financial institution, is seeking a Compliance Analyst to join their team. As a ...during sanctions screening processes. + Assisting in the periodic risk assessment process related to BSA/AML and Sanctions risks.… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... and its numerous affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices...Internal Audit staff to identify and mitigate areas of risk . * Represent ESD at Public Hearings. * Any… more
- TD Bank (New York, NY)
- …escalations, and restrictions related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer Exit Standard. The ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... 4900 Tiedeman Road, Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and… more
- Capital One (New York, NY)
- …management and escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills, ... a passion for being a trusted advisor to the business while fulfilling compliance and risk management obligations. **Strong Business Judgment** + Strong business… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more