• Director, Control Management

    American Express (New York, NY)
    …guidance provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining ... the design and implementation of controls tailored to specialized risk areas including Financial Crime and Compliance ,...Ensuring activities are in alignment with standards set by specialist risk -stripe teams + Complying with enterprise… more
    American Express (09/03/25)
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  • Commodities Front Office Quant - Executive…

    Wells Fargo (New York, NY)
    **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
    Wells Fargo (08/27/25)
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  • Vice President or Director, Global Markets

    BMO Financial Group (New York, NY)
    …of administrative/operational issues. + Understands the complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + ... and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part...Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders.… more
    BMO Financial Group (08/20/25)
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  • Director & Counsel, US Tax Planning

    TD Bank (New York, NY)
    …of expertise in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to ... section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new… more
    TD Bank (08/08/25)
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  • Markets Data Controls Execution Vice President

    Citigroup (Getzville, NY)
    …& skills:** + 8+ years of experience in relevant fields of Market Risk Management, Product Control or product valuation specialist with First Line ... to deal with highly confidential data + Experience dealing with regulators, Audit, Compliance , and other risk and control functions + Must be proficient… more
    Citigroup (08/23/25)
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  • Securitization (Structured Finance) - VP

    Santander US (New York, NY)
    …for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory, Compliance , etc. + Reporting to senior management regarding the progress of ... **The Difference You Make:** The Securitization (Structured Finance) Product Specialist is responsible for managing transactions from origination through execution.… more
    Santander US (08/24/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …ability to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to business ... The BMO Capital Markets Compliance team is hiring for a CCO of...for functional area of responsibility. + Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure… more
    BMO Financial Group (08/30/25)
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  • Credit Officer, Private Banking

    BMO Financial Group (New York, NY)
    …efficient service. + Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and ... of the assigned portfolios are maintained within the Bank's risk tolerance, policies & procedures, and meet financing guidelines....decisions as a trusted advisor. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
    BMO Financial Group (08/22/25)
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  • Investment Banking Associate - Asset Wealth…

    Raymond James Financial, Inc. (New York, NY)
    …a plan for significant aspects of internal communications with guidance from senior colleagues. Provide specialist advice on the interpretation and application ... products, individual applications, business activities, and the market to determine whether any risk is within the agreed risk appetite. Undertake tactical … more
    Raymond James Financial, Inc. (07/17/25)
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  • Specialized Finance Manager (US) - Financial…

    TD Bank (New York, NY)
    …+ Leads cross-functional teams or projects with significant resource requirements, risk and / or complexity + Independently manages end-to-end finance programs ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
    TD Bank (09/03/25)
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