- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do ... specialize in lending compliance and thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to… more
- American Express (New York, NY)
- …USCS Control Management Governance and Change team is to establish the Operational Risk and Controls strategy for USCS, set up a foundational governance structure ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. You will be joining a high priority… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...function in the financial services firm, regulatory organization, or legal/ consulting firm, or a combination thereof; experience in area… more
- Mizuho Corporate Bank (New York, NY)
- …for a dynamic and skilled individual to spearhead the credit and market risk calculations, review and interpret new regulatory rules, partner with business to ... Mizuho Americas and will include enhancing our market and credit risk capital calculations and reporting framework, and addressing cross-functional queries and… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk … more
- PNC (New York, NY)
- …to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or operational ... of industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more
- Deloitte (Rochester, NY)
- …controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a variety ... Manager within the Business Tax Services group, you will provide federal tax consulting and compliance services to a diverse client base in various industry sectors.… more
- Deloitte (New York, NY)
- …pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and securities clients? ... Business Tax Services group, you will provide federal tax consulting and compliance services to a clients in the...operations while working within the confines of their individual risk profiles. Business Tax subject matter experts and industry… more
- Deloitte (New York, NY)
- …pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and securities clients? ... arm of our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries.… more