- City National Bank (New York, NY)
- …accounts requiring extensive operational expertise to manage workflow to match client needs, risk control and maximize cross selling potential * Complies fully ... transactions within delegated authority. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the portfolio… more
- HUB International (Melville, NY)
- …for marketing, including advising customers regarding renewals and recommending coverage/products/ risk control approaches. **Experience and Skills Required** : ... owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management… more
- Robert Half Accountemps (Brooklyn, NY)
- …and regulatory risk areas in partnership with senior leadership and control teams. + Develop and mentor senior leaders and high-potential talent, fostering a ... + Client Focus: Delivers exceptional client and investor service. + Risk and Control : Maintains strong compliance and control frameworks. + Collaboration:… more
- TD Bank (New York, NY)
- …requirements and assesses potential impacts to the Bank + Maintains a culture of risk management and control , supported by effective processes in alignment with ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- MUFG (New York, NY)
- …activities designed to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to a Director. This ... design and operational effectiveness of internal controls and identify control weaknesses. + Generate insightful, meaningful observations that effectively convey… more
- City National Bank (New York, NY)
- … assessments, analyzing the Bank's compliance risk ; determine if current processes control risk . * Analyze new and changing laws and regulations and ... * Analyze the Bank's compliance risk ; determine if current processes control risk . * Completes all required training. * Other duties and special projects as… more
- TD Bank (New York, NY)
- …all required job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with all risk ... through building new customer relationships with internal collaboration in practicing sound risk judgement. This job meets or exceeds annual sales, revenue, volume &… more
- SMBC (New York, NY)
- …and Skills** + Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. + Strong knowledge ... coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal… more
- TD Bank (New York, NY)
- …relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a team… more
- JPMorgan Chase (New York, NY)
- …+ Excellent analytical skills and attention to detail. + Ability to incorporate risk and control parameters in business activities and partner effectively with ... Americas regulatory operating and governance model, aligning with global standards and risk management best practices. + Monitor the regulatory landscape (SEC, CFTC,… more