- HSBC (Buffalo, NY)
- …over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities ... qualifications to succeed in this role: + 5 - 8 years'experience in risk or control aspects gained within any of the 3 lines of defense functions relating… more
- HSBC (New York, NY)
- …over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities ... to succeed in this role: + 5 - 10 years relevant work experiencein risk or control aspects gained within any of the 3 lines of defense functions (eg Front… more
- Bank of America (New York, NY)
- …to Trade Support functions + General knowledge of operational processing and risk control skills including the ability to build well-controlled spreadsheets ... of Business Job Description:** As part of the Americas Equity Trade Control team, the candidate will be responsible for maintaining reconciliations and providing… more
- Wells Fargo (New York, NY)
- …a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control , and governance processes. **Audit Practices** Audit ... the internal audit methodology, issues management protocols, audit universe, and risk assessment processes. This leader will manage a cross-functional team that… more
- HSBC (New York, NY)
- … risk within the Firm's appetite, and implement, embed and manage appropriate risk and control frameworks in collaboration with the second and third line ... RWAs, balance sheet usage, and appropriate management of financial and non-financial risk + Create an inclusive and customer-centered culture across the region by… more
- Mizuho Corporate Bank (New York, NY)
- …governance structures. Fostering transparency through the delivery of analytics and insights on risk and control indicators is a core component of the program.As ... Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness of each entity as well… more
- Santander US (Brooklyn, NY)
- …with various transactions, including deposits, withdrawals and payments. + Oversee operational risk control measures to safeguard branch assets, including Vault ... exceptional customer experiences and fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory… more
- TD Bank (New York, NY)
- …complete all required job specific, compliance-related training. Understand, utilize and follow Compliance/ Risk and control programs. Consult with all risk ... of audits and may lead less complex audits/projects. They independently assess control design and operating effectiveness during audits, and provides on the job… more
- TD Bank (New York, NY)
- …issues, trends, and evolving regulatory requirements + Maintain a culture of risk -based management and control , supported by effective processes in alignment ... requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with risk … more
- American Express (New York, NY)
- …**r this** **leader's team** **will include** **:** + Lead and implement key risk and control initiatives across the Consumer Banking business, driving effective ... Exams across Consumer Deposit Products + Partner closely with Control Management, Compliance, GCO and Risk partners on control and oversight agenda and… more