- Wells Fargo (New York, NY)
- …and day-to-day technical support, scheduling and governance models + Direct the daily Risk and Control flow of operations, focusing on policies, procedures, and ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- S&P Global (New York, NY)
- …to Engagement Owners and Ratings' management. + Liaise with Digital Solutions for risk and control management activities, including but not limited to Internal ... the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our collaborative culture, where innovation… more
- Mizuho Corporate Bank (New York, NY)
- …using data analytics. + Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated. + Work ... understanding of internal audit principles, practices and techniques, the concepts of risk , risk management, internal control and compliance, and the ability… more
- Citigroup (New York, NY)
- …include expanded commercial opportunities, re-engineering of work-streams, client communication, and risk and control capabilities. + The position requires ... Securities Financing businesses on a complete front-to-back basis + Proven risk , control and compliance management experience + Proven track record of new… more
- American Express (New York, NY)
- …and evaluate control environment, updating risk assessment of reports and risk control matrix. + Assist in formulating responses to inquiries from the ... + 2 years of experience in Accounting, Regulatory Reporting, Auditing, or Risk Management + Experience working in financial services or other highly regulated… more
- Bank of America (New York, NY)
- …type. - Client Experience & Risk Balance: Balance commercial objectives with risk , control , and operational considerations to deliver a safe, scalable, and ... types. The Product Manager will partner closely with Legal, Compliance, Operations, Technology, Risk , and Sales teams to ensure the bank maintains a robust and… more
- SMBC (New York, NY)
- …their duties. **Role Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves extensive ... supporting Global Markets, to lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The ideal candidate will… more
- Citigroup (New York, NY)
- …identify new strategies for content products, and provide internal product feedback. ** Risk & Control ** + Obtain and maintain all necessary ... infrastructure for the content product. + Work closely with control functions (Legal, Compliance, Market & Credit Risk... control functions (Legal, Compliance, Market & Credit Risk , Audit, Finance). + Adhere to all applicable policies… more
- Citigroup (Getzville, NY)
- …and expertise. + Ensuring Reg Ops procedures and controls adhere to Citi's Global Risk & Control and Global Regulatory Reporting policies, with a focus on ... and implement corrective actions. + Collaborating with Operations, Technology, Compliance, Legal, Risk & Control , and business unit managers to ensure… more
- Citigroup (New York, NY)
- …level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The ... adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop… more