- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...logs + Drafting and/or reviewing the sufficiency of a control + Presenting to very large audiences on a… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... years of previous experience with AML transaction monitoring typologies and risk factors, including accountability for the scenarios and corresponding activities +… more
- TD Bank (New York, NY)
- …relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... and related deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and… more
- TD Bank (New York, NY)
- …relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... and related deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and… more
- Insight Global (New York, NY)
- …environment within the Global Markets division, evaluating the effectiveness of risk management practices, identifying potential control weaknesses, and ... with the business during the year to assess changes in the risk and control environment We are a company committed to creating inclusive environments where… more
- JPMorgan Chase (Brooklyn, NY)
- …of a dynamic team that collaborates across disciplines to swiftly address and remediate control issues, ensuring robust risk and control oversight. As an ... the forefront of innovation with the Controls Room Team, the central hub for control -related information across the firm! As part of our mission to enhance the… more
- JPMorgan Chase (Brooklyn, NY)
- …business indicators and showcasing opportunities for mutual improvements. + Promote a strong control environment by adhering to risk / control expectations and ... to grow your career while leveraging your skills in control management and data analysis. Be part of a...collaboration, and contribute to the firm's operational efficiency and risk mitigation strategies. As a Vice President within JPMorganChase,… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business conduct reviews.… more
- Diageo (NY)
- …Controls:** + Partner with financial and operational management to optimize the internal control environment and risk mitigation activities. + Lead and deliver ... + Technical expertise in internal controls and audit practices including expertise in risk and control frameworks, financial policies and procedures, process and… more
- TD Bank (New York, NY)
- …relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... and related deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and… more