- Citigroup (New York, NY)
- …and existing laws that impact the geography + Actively participate in various risk review and control forums while demonstrating keen awareness of issues ... for legal issues through preventative and proactive legal advice and identifying risk relating to M&A transactions + A subject matter expert who substantially… more
- PNC (New York, NY)
- …Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Accuracy ... Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics...are looking for individuals who are passionate about mitigating risk , problem solving, and protecting the bank and also… more
- Citigroup (Hicksville, NY)
- …mentors team members. The Head Universal Banker plays a key role in championing risk and control , driving lobby leadership, and ensuring consistent delivery of ... in complex transactions and ensuring an exceptional client experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with… more
- TD Bank (Brooklyn, NY)
- …sound location + Executes with excellence by adhering to all risk and control policies/procedures **Employee/Team Accountabilities:** + Participates fully ... area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently...as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Participates in the… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. Through due diligence, and with a strong sense of integrity,… more
- SMBC (New York, NY)
- …and Skills** * Minimum of 10 years of audit experience in the in Audit, Risk and/or Control function in financial institutions. * Strong knowledge of electronic ... * Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes...to identify business trends and changes in the business risk profile. * As needed, assist with special projects… more
- Citigroup (New York, NY)
- …and strategy code. + Work in close partnership with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure ... required for your role, within the appropriate timeframe. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's… more
- HSBC (Buffalo, NY)
- …+ Develop and manage Production Verification Testing test scripts and execution + Perform risk control testing on activities related to Regulation II for the ... Operating model from a data perspective + Manage TSYS Disclosure Groups, which control card program pricing and terms, which directly impact income to the business… more
- University of Rochester (Rochester, NY)
- …years of experience in health system or university environment preferred. Experience implementing risk prevention and risk control strategies to promote ... requirements. Ensures the development and implementation of a quality assurance and control program that collects and reports relevant data for adherence to policy… more
- Motion Recruitment Partners (New York, NY)
- …procedures) + Ability to audit controls and processes (analyzing gaps in effectiveness) + Risk / control evaluation + Q&A process testing + Understanding of trade ... processes + Perform analysis of required data components for control activities to automate where feasible + Execute ...control activities to automate where feasible + Execute control activities in BAU and partner with business counterparts… more