- JPMorgan Chase (New York, NY)
- …compliance deliverables; help drive specific action plans and deliverables within the Risk Control Self-Assessment (RCSA) framework * Coordinate team activities ... Business Manager for a high paced and dynamic Finance function, Valuation Control Group - Senior Associate Business Management role optimizes business performance by… more
- TD Bank (New York, NY)
- …to identify regulatory risks and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global Control Room. + Demonstrated ... regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity… more
- TD Bank (Bayside, NY)
- …all required job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with ... as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal...and procedure for Customer Authentication + Acts as Dual Control agent when required + Follows all required open/close… more
- Coinbase (Albany, NY)
- …Operationalize new and existing policies, processes, and procedures, ensuring alignment with risk and control requirements. * Support product launches by driving ... with a focus on delivering exceptional client servicing experiences while maintaining operational risk and control standards. * 4+ years of experience supporting… more
- Grant Thornton (New York, NY)
- …plan, direct, and complete projects related to process improvements, vendor audits, risk and control assessments, investigations, litigation support, and project ... From day one, you'll be empowered by the greater Risk team to help clients make the moves that...stakeholders and third parties to understand the construction project control environment and propose recommended controls to address identified… more
- JPMorgan Chase (Brooklyn, NY)
- …achieve our strategic objectives for a designated territory + Create a culture of risk and control that acts with appropriate understanding and urgency; with ... excellent follow-through and a strong commitment to upholding a sound risk and controls environment **Preferred qualifications, capabilities, and skills** +… more
- Bank of America (New York, NY)
- …years' experience in a large financial services organization performing valuation control , and/or risk management and/or model development. **Desired ... methodologies and market conditions in partnership with the Product Finance control team, determining uncertainty reporting and metrics, monitoring pricing and… more
- American Express (New York, NY)
- …across CEG to ensure timelines are met. + Serve as a primary partner with Control Management on key risk governance activities + Lead and develop broad reaching ... working in a highly regulated financial services environment. + Familiarity with risk governance frameworks and control management practices. + BA/BS Degree… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... other various change initiatives to support data impact assessments and data risk mitigation + Implements processes aligned to data information management standards… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Monitors service, productivity and… more