- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... with, and providing support, advice and guidance, to business unit and control function management to support their regulatory interactions. The role also provides… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and… more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... and objectives. The successful candidate will have a thorough understanding of IT control environments with a focus on the design and implementation of data… more
- KeyBank (Amherst, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... status quo. **Essential Job Functions** + Serve on a team of risk evaluation and assurance professionals, working to provide an independent second-line-of-defense… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific.… more
- Heritage Financial Credit Union (Middletown, NY)
- …applicable regulations and good communication skills. + Strong understanding of internal control frameworks (eg, COSO), auditing standards, and risk management ... such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on … more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a… more
- American Express (New York, NY)
- …Sales Processes and Controls will focus on development and oversight of internal control for critical business functions across the US Small and Medium Enterprises ... several cross-functional partners including US SME Commercial Effectiveness & Governance, Control Management, US SME Sales Enablement Performance & Insights and… more
- MUFG (New York, NY)
- …detailed documentation summarizing opportunity analysis, including expected financial results and risk analysis for senior management and control functions + ... infrastructure sectors + Strong quantitative skills focused on financial analysis, credit risk and experience developing project finance models with Excel + Success… more
- Kiewit (New York, NY)
- …construction approach, our multi-disciplinary team works together to improve schedule, control costs and minimize risk . Our construction-focused architects and ... benefit from the proven processes and tools used by Kiewit to minimize project risk . We are an in-house resource that supports projects throughout the company. Our… more