- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report)....this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key… more
- Citigroup (New York, NY)
- …closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in order to ... governance and controls + Work in close partnership with control functions such as Legal, Compliance, Market and Credit... functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance… more
- Citigroup (New York, NY)
- …and supervision, expense discipline and ethics + Appropriately assess risk /reward of transactions when making business decisions; demonstrating proper consideration ... governance and controls + Work in close partnership with control functions such as Legal, Compliance, Market and Credit... functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance… more
- Mizuho Corporate Bank (New York, NY)
- …on any questions brought up from the testing. Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control testing and ... stem from data quality as well as the overall control environment through performing periodic and on-going assessments of...rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and… more
- Sunrise Senior Living (Suffolk County, NY)
- …Regulatory Compliance: + Tracks, trends, and reports clinical quality data to identify risk . + Participates actively as a member of the community Quality Assurance ... clinical quality and process improvement initiatives within the community to mitigate risk and improve resident care outcomes. + Recruits, hires, and trains clinical… more
- Citigroup (New York, NY)
- …executed on their behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover needs that ... of wealth. + Develop tailored solutions that address clients' investment, risk management, and financing/liquidity needs. + Set challenging goals, regularly… more
- Meta (Albany, NY)
- …navigate complex operations and Capital Improvement initiatives with significant spend and risk 3. drive cross-functional contracts risk and cost containment ... deal-to-contract policies and procedures, ensuring compliance with policies, procedures and control frameworks 5. Proactively work with partners to deliver on… more
- HSBC (Buffalo, NY)
- …evaluation of third-party mortgage documentation to assess accuracy and credit risk . Analyze international credit reports, foreign verification of employment and ... perform project reviews to support a credit risk decision. Analyze collateral documentation to ensure collateral supports HSBC's overall risk + Ensure a… more
- Capgemini (New York, NY)
- …remediation plans that embed resilience into operating models, governance, and risk management practices. + Shape strategic solutions across critical service ... management, disaster recovery, and cyber resilience, ensuring alignment with enterprise risk appetite. + Drive innovation and efficiency by embedding automation,… more
- Citigroup (New York, NY)
- …analysis of the Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations for Delinquency Managed ... as back-testing and sensitivity analysis as internally required by the Model Risk Management process. Appropriately assess the risks involved when business decisions… more