• Compliance Testing Senior Manager, Swap Dealer…

    Scotiabank (New York, NY)
    …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations. +...and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be… more
    Scotiabank (06/06/25)
    - Related Jobs
  • Audit Consultant - Consumer Compliance

    M&T Bank (Buffalo, NY)
    …in audit engagements that span multiple portfolios which require in-depth business and risk knowledge to properly assess associated risk and controls. **Primary ... those which are highly visible and complex in nature, in a risk -focused manner while maintaining independence and adhering to department and professional industry… more
    M&T Bank (05/28/25)
    - Related Jobs
  • Securities and Derivatives Associate Analyst…

    Citigroup (Getzville, NY)
    …guided by precedents + Delivers reports to satisfy management requirements, support control activities, and the launch of products services + Provides assistance in ... the implementation of process improvements + Minimizes risk to the bank through increased knowledge of procedural requirements - understands and monitors errors to… more
    Citigroup (08/16/25)
    - Related Jobs
  • Safety & Occupational Health Specialist

    US Army Forces Command (Fort Drum, NY)
    …and general/vague criteria to assist in the formulation of appropriate control measures. Provide technical guidance during the operations planning, preparation and ... execution processes to ensure the integration of safety and composite risk management. Provide technical guidance and ensure compliance with established safety… more
    US Army Forces Command (08/15/25)
    - Related Jobs
  • AVP Audit - TDS (US)

    TD Bank (New York, NY)
    …US and Global Finance + Leads the broader divisional mandate to strengthen the control culture across the organization + Builds and maintains a team focused on ... key talent, fostering a positive and engaging work environment + Delivers a risk -based Audit Plan consistently throughout the year + Ensures audit work meets… more
    TD Bank (08/14/25)
    - Related Jobs
  • VP, Global Markets Documentation - Prime Brokerage…

    TD Bank (New York, NY)
    …committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients ... Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The position must ensure that the… more
    TD Bank (08/09/25)
    - Related Jobs
  • Corporate Access, Execution Manager, Vice…

    Citigroup (New York, NY)
    …and organization of the actual access event + Works in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance ... in order to ensure appropriate governance and control infrastructure + Builds a culture of responsible finance, good governance and supervision, expense discipline… more
    Citigroup (08/08/25)
    - Related Jobs
  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of Counsel, and other relevant staff. ... related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing… more
    University of Rochester (08/07/25)
    - Related Jobs
  • Corporate FX Salesperson, AVP/VP, New York…

    Citigroup (New York, NY)
    …of client needs. + ** Risk Management and Compliance:** + Work closely with control functions such as Legal, Compliance, Market and Credit Risk , Audit, and ... Finance to ensure appropriate governance and control infrastructure. + Build a culture of responsible finance, good governance, supervision, expense discipline, and… more
    Citigroup (06/24/25)
    - Related Jobs
  • Senior Financial Controls Associate

    Equitable (Syracuse, NY)
    …skilled and motivated professional to join our organization as a Senior Financial Control Associate. In this role, you will be responsible for supporting the ... controls, and drive organizational change to achieve a streamlined and sustainable control environment. Responsibilities include, but are not limited to: * Support… more
    Equitable (08/13/25)
    - Related Jobs