- Wells Fargo (Charlotte, NC)
- …impacts + Identify Business Execution opportunities and strategies for process improvement and risk control development over the long-term in order to ensure ... QBR decks, stakeholder updates, and implementation plans. + **Operational Risk & Controls** : Develop and maintain control... Risk & Controls** : Develop and maintain control matrices for Lending Fulfillment and other operational areas,… more
- American Express (Apex, NC)
- …Crimes to lead a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day operations of ... customer lifecycle processes (onboarding, monitoring, escalation, exit). + Conduct ongoing risk assessments and oversee issue management, including control … more
- Wells Fargo (Charlotte, NC)
- …Service functions in driving operational excellence for HR. This role supports HR's Risk and Control Self-Assessment (RCSA) Program by organizing, leading and ... business environment changes (BECs) occur + Collaborate with HR's Risk Accessible Unit (RAU) Owners, Control Partners,...with HR's Risk Accessible Unit (RAU) Owners, Control Partners, IRM partners (ORBO, BACO) and others to… more
- TD Bank (Charlotte, NC)
- …and building subject matter expertise across the team.** + **Collaborate with business units, risk owners, and control partners to gather, validate, and analyze ... risk and control data.** + **Support the enhancement of the risk assessment methodology, tools, and governance framework by identifying improvement… more
- PNC (NC)
- …compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Helps to identify and define the compliance program ... Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies**… more
- Bank of America (Charlotte, NC)
- …Bank of America business processes and front end application systems + Audit or risk control risk /controls background in financial services + Prior ... and executing audit programs designed to measure and report on data risk across the enterprise. Implements and communicates Corporate Audits mission, goals, and… more
- Vanguard (Charlotte, NC)
- …products and processes. Communicated observations and work with business management on risk management strategies. + Control Design and Monitoring: Support the ... and maintain knowledge and awareness of the wealth and investment industry, risk and control practices, and regulatory and/or policy changes. Serves as a subject… more
- USAA (Charlotte, NC)
- …objective assurance services regarding the effectiveness and efficiency of the governance, risk management, and control processes. Oversees the development and ... audit staff and oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal and regulatory… more
- American Express (NC)
- …laws, regulatory requirements, and supervisory expectations + Design and review conduct risk controls and participate in control testing to assess effectiveness ... discipline, within the financial services industry / Solid understanding of internal control frameworks and regulatory expectations for conduct risk + Strong… more
- American Express (Apex, NC)
- …a diverse team of high-performing professionals from the ground up, focused on ensuring risk and control management is embedded in the day-to-day operations of ... risk mitigation strategies * Serve as an escalation point for all Risk and Control issues across financial crimes for US Consumer Services * Monitor trends,… more