- Bank of America (Charlotte, NC)
- …operations and compliance with key regulations by evaluating the effectiveness of risk management, control , and governance processes. This role will work ... capture and data usage controls. **Key Responsibilities:** + Performs ongoing risk assessments to identify key risks impacting regulatory reports and contributes… more
- TD Bank (Charlotte, NC)
- …appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound ... a diverse portfolio of business management activities for complex or high risk functional area(s), and implement policies / processes and/or initiatives to meet… more
- TD Bank (Charlotte, NC)
- …manage a complex team that has a wide variety of skill sets. + Strong Control / Risk Management mindset. + Negotiation skills and forward looking with an ability ... for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and...policies + Executes compliance testing over the businesses and control functions to oversee each business/ control function… more
- Bank of America (Charlotte, NC)
- …and meet revenue targets, the candidate will be responsible for managing across the risk and business control deliverables for the Global Transactional FX, Cross ... and FI Clearing organization. As the lead for the risk processes for the organization, the candidate will work...regions, products and work with partners to drive the risk disipline, align on strategies and execute against established… more
- Nuveen Investments (Charlotte, NC)
- …teams in the world, is guided by a long heritage of successful performance outcomes and risk control for our clients. Nuveen GFI is seeking a senior CLO CPM to ... Capital Markets, Client Relationship Management, Consultative Communication, Detail-Oriented, Financial Risk Management, Fixed Income Investments, Market/Industry Dynamics, Prioritizes Effectively,… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …world-ideally with exposure to credit card products, origination processes, and risk / control environments. Key Responsibilities: + Lead Business Impact ... with business partners and stakeholders to build sustainable processes + Understands risk and controls within a banking context (especially credit card operations) +… more
- Equitable (Charlotte, NC)
- …lessons learned from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and risk ... Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control design strategy of the Sanctions, Anti-Money Laundering and Enhanced Due… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... to coach / educate others + Lead projects of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + In-depth… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... the organization - identifies and manages risks, and escalates non-standard, high risk activities as necessary + Ensures business operations are in compliance with… more
- TD Bank (Charlotte, NC)
- …operate in a cross-functional capacity in the first and second lines. + Strong Control / Risk Management mindset. + Negotiation skills and forward looking with an ... + Develops and owns the methodology for data aggregation, risk coverage, and reporting to support monitoring and testing...support monitoring and testing by 2nd line including compliance risk and controls + Works with other first, second-… more