- Vanguard (Charlotte, NC)
- …compliance guidance and advisory support to business units, helping to mitigate risk and strengthen control environments. Advises on regulatory implications of ... or control weakness. Recommends proactive measures to reduce future risk exposure. + Manages operational efficiency of compliance testing programs, including… more
- TD Bank (Hendersonville, NC)
- …operationally sound location + Executes with excellence by adhering to all Risk and Control Policies and Procedures **Employee/Team Accountabilities:** + ... and processes of business area, and could be characterized by moderate complexity/ risk + Makes product recommendations based on Customer needs and **highlights… more
- TD Bank (Raleigh, NC)
- …all required job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with ... as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal...and procedure for Customer Authentication + Acts as Dual Control agent when required + Follows all required open/close… more
- Coinbase (Charlotte, NC)
- …Operationalize new and existing policies, processes, and procedures, ensuring alignment with risk and control requirements. * Support product launches by driving ... with a focus on delivering exceptional client servicing experiences while maintaining operational risk and control standards. * 4+ years of experience supporting… more
- USAA (Charlotte, NC)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... be substituted in lieu of a degree. + 10 years of internal audit, risk management, compliance, other control partner experience or relevant operations experience… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Monitors service, productivity and… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and external… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and external… more
- American Express (Charlotte, NC)
- …+ Develop risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in ... role is part of the Data Issue Management & Risk Monitoring function within the Finance Data Governance organization...+ Coordinate with various compliance teams to align on control requirements and ensure full transparency on material data… more
- Wells Fargo (Charlotte, NC)
- …design complex and multi-faceted controls, protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective ... which are designed to mitigate current and emerging business risk issues and concerns; act as key participant in...planning for sustainability, ongoing control adherence, reporting, measurement, technology impacts, and monitoring +… more