- Wells Fargo (Charlotte, NC)
- …security), enterprise complaints and remediation, fraud and claims management, control executive, regulatory & policy affairs, and strategic execution office. ... identification of opportunities to utilize data analysis in the assessment of risk and controls + Navigating within large complex technology environments to locate,… more
- Wells Fargo (Charlotte, NC)
- …will:** + Deliver high standards of client service while ensuring all internal risk and external compliance standards and requirements are fully met + Gather ... that apply to the product/business supported + Maintain all WF internal control standards, implement new controls and address any internal or external audit… more
- Bank of America (Charlotte, NC)
- …to be at the forefront of transforming how the bank manages risk data, ensuring compliance with global regulations while building a sustainable, intelligent ... own the platform strategy, roadmap, prioritization, and delivery for GRM wide risk data aggregation and reporting solutions. You will work cross-functionally with … more
- Wells Fargo (Charlotte, NC)
- …security), enterprise complaints and remediation, fraud and claims management, control executive, regulatory & policy affairs, and strategic execution office. ... projects, analyses, and application of data analysis in the assessment of risk and controls + Develop data-driven analytics capabilities to identify anomalies,… more
- Wells Fargo (Charlotte, NC)
- …of compliance programs by the Front Line. + Develop, implement, and monitor risk -based compliance programs and controls. + Provide regulatory compliance risk ... and consulting for high- risk projects and initiatives. + Conduct compliance risk assessments and support regulatory exams, audits, and inquiries. + Monitor and… more
- Wells Fargo (Charlotte, NC)
- …review complex legal documents, including cash management agreements, deposit account control agreements, and treasury management service documentation + Serve as ... and management of other corporate departments, including Enterprise Functions and Independent Risk Management to develop and implement risk management programs… more
- Wells Fargo (Charlotte, NC)
- …Basis record management + Perform 1099 and 1042-S reporting tasks such as Quality Control review of tax reporting forms, assist with trial runs and processing of tax ... office to ensure straight through tax processing and mitigate operational risk **Required Qualifications, US:** + 4+ years of Institutional Investment Operations… more
- City National Bank (Charlotte, NC)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is ... with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk ... teams and 1LOD business units including the business control officers * Having a full understanding of the… more
- Bank of America (Charlotte, NC)
- …quantitative analytics and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of new models, ... as develop tactical plans. **Responsibilities:** + Performs end-to-end market risk stress testing including scenario design, scenario implementation, results… more
- USAA (Charlotte, NC)
- …team. This role sits at the intersection of marketing campaign execution and risk management and plays a critical part in ensuring that marketing campaigns meet ... internal standards, risk and compliance requirements and customer expectations. You will...readiness. Key responsibilities include: + Develop, implement and maintain control processes for marketing activities for media channels. +… more