- Guardian Life (Sacramento, CA)
- …Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Raymond James Financial, Inc. (Sacramento, CA)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring… more
- City National Bank (Los Angeles, CA)
- … risk management, quality assurance, compliance, or an internal control /audit capacity *Additional Qualifications* * Subject matter expertise in Credit Card ... *BUSINESS PROCESS ANALYST LEAD* *WHAT IS THE OPPORTUNITY?* This role...Fraud subject matter expertise, accountability for a specific Fraud Risk portfolio (eg, a product like credit cards, or… more
- Datavant (Sacramento, CA)
- …our bold vision for healthcare. **What We're Looking For** As a Senior Analyst within the Information Security Governance, Risk , and Compliance (GRC) ... descriptions, SOC report narratives, and remediation plans. + Identify control gaps, assess risk , and lead remediation...remediation plans. + Identify control gaps, assess risk , and lead remediation tracking through completion. + Stay… more
- North Wind Group (Livermore, CA)
- Job Title: Compliance Analyst - AI Performance Analyst (NWS 00835) North Wind Services is actively seeking individuals who can contribute to national security ... Directorate has an opening for an experienced AI Policy Analyst to develop and implement strategies in building out...as part of the Laboratory's overall approach to governance, risk management, and compliance (GRC). - Develop and implement… more
- City National Bank (Los Angeles, CA)
- …review and challenge (R&C) of disaster recovery program. The Disaster Recovery Analyst is responsible for leading disaster recovery risk assessments, providing ... *DISASTER RECOVER PROG ANALYST * WHAT IS THE OPPORTUNITY? Information Technology (IT)...and procedures consistent with City National Bank's and RBC's Risk Framework to ensure a sound control … more
- Red River (Los Angeles, CA)
- **Business Systems Analyst ** Red River is seeking a proactive, business-oriented **Senior Business Systems Analyst ** to support multiple business divisions with ... on technical execution and stakeholder engagement. The Senior Business Systems Analyst will work closely with business stakeholders to understand needs, define… more
- Abbott (Alameda, CA)
- …meetings to make recommendations on the need for product controls and or risk evaluations. + Initiating and facilitating product control processes and ... people in more than 160 countries. **Product Quality Assurance Analyst II** **Working at Abbott** At Abbott, you can...staff on daily activities. + Provides recommendations for product control and risk evaluations. + Escalate issues… more
- City National Bank (Los Angeles, CA)
- …an effective BSA control environment, under the guidance of the BSA Risk Manager. Prioritizes focus toward areas identified as having the highest levels of ... *FINANCIAL CRIMES ANALYST II* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager, responsible for the periodic BSA internal controls testing… more
- Ankura (Los Angeles, CA)
- …Practice Overview The conflict check team is responsible for high level client risk assessment, legal conflicts of interest, client and new hire due diligence, and ... assists with RFPs. Role Overview: The Associate, Conflict Analyst who will be responsible for supporting the firm's...of critical thinking in their evaluations to ensure potential risk is identified and new engagements are aligned with… more