- TD Bank (Charlotte, NC)
- …and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing...results to the client + Maintains a culture of risk management and control , supported by effective… more
- SMBC (Charlotte, NC)
- …to monitor and perform governance reporting on Operational Risk Programs like Risk Appetite, Risk and Control Self-Assessments (RCSA), Key Risk ... control testing, etc. + Assist in preparing monthly, quarterly, and ad-hoc risk reports for senior leadership, governance committees, and regulatory bodies. +… more
- Wells Fargo (Charlotte, NC)
- …capital markets subject matter expertise to solve enterprise data issues. The CIB Senior Lead Data Management Analyst will work collaboratively with members of ... various CIB business units, Finance, Risk , CIB Operations, and other teams to identify, articulate,...integrity issues and to identify and remediate process or control gaps + Define the strategy and lead resolution… more
- AIG (Charlotte, NC)
- …the way we help customers to manage risk . Join us as an IAM Senior Governance and Controls Analyst to play your part in that transformation. It's an ... organization. How you will create an impact The IAM Senior Governance and Controls Analyst will play... will play a pivotal role in partnering with control owners and subject-matter experts within the Identity and… more
- TD Bank (Charlotte, NC)
- …of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, ... . This role provides, often leading, analytical support to senior team members regarding ongoing projects. **Depth & Scope:**...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Ally (Raleigh, NC)
- …shouldn't your opportunities be, too? **The Opportunity** At Ally, every individual is a risk manager. In alignment with our risk culture, this position will ... ensure the appropriate identification, assessment, and measurement of risk related to the Consumer Auto portfolio. When vital, identified risks will be raised to the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Finance Analyst within Commercial, Corporate and Investment Banking Technology (CCIBT) & Wealth and ... deliver financial results and produce business review materials used by senior leaders, incorporating business drivers and metrics to demonstrate business progress… more
- Guardian Life (Raleigh, NC)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you ... Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch… more
- SMBC (Charlotte, NC)
- …Counterparty Credit Risk Technology to join our Risk Technology Group. The senior Business Analyst will play a pivotal role and will be responsible for ... developing and implementing technology solutions to support Counterparty Credit risk management activities. **Objectives:** + Works directly with our business users… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager, this colleague is responsible for carrying out ... regulatory/compliance issuance monitoring, risk assessments, and internal controls testing ensuring that there...control environment, under the guidance of the BSA Risk Manager. * Analyzes and escalates issues and concerns… more
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