- Raymond James Financial, Inc. (New York, NY)
- …audiences. + Develop and/or deliver a contingency plan for significant aspects of the risk management and/or risk control processes. Skills: + Acts as ... the organization's authority and established expert on understanding and using standard office equipment and standard software packages to support business processes. + Acts as the organizational authority and established expert on analyzing data trends for… more
- Neuberger Berman (New York, NY)
- …including product launches, onboarding, and system enhancements. + Collaborate with Compliance, Risk , Product, and other control groups to support effective ... operational risk management and regulatory compliance. + Contribute to fostering a culture of client-centricity, operational rigor, innovation, and continuous improvement within the team. + Stay abreast of industry trends, best practices, and regulatory… more
- BMO Financial Group (New York, NY)
- …reviewing output, providing input to employee performance reviews, quality control , training, team coaching and guidance, operations research and problem ... products and services, processes and controls - In-depth. + Knowledge of the risk and regulatory requirements of the business - In-depth. + Prioritization skills -… more
- NBT Bank (Norwich, NY)
- Pay Range: $17.50 - $21.53 Assists with the coordination of internal inventory control for the company supply stock. Acts as a liaison between departments and ... institution by growing our people and our business, evolving our processes and managing risk . We've weathered the market's ups and downs for over 165 years, all… more
- Guidehouse (New York, NY)
- …sell and deliver great work you will also identify and evaluate issues of risk for both Guidehouse and for Guidehouse's relationships with clients. You will oversee ... projects simultaneously of all varying sizes and durations to ensure quality control and key client's perceived value while supervising, mentoring and developing… more
- Jimcor Agency Inc. (Plainview, NY)
- …Responsibilities: * Reviews applications for insurance coverage, reports from loss control consultants and other information to determine if application is ... acceptable for the program(s) available. * Evaluate the experience of a risk against the class of business under review. * Evaluate the loss potential due to… more
- M&T Bank (Amherst, NY)
- …analyst within Legal Document Processing under the guidance of management. Conducts quality control reviews of associate processes on a daily, weekly, and/or ... and mentorship to less experienced employees. **Primary Responsibilities:** + Perform quality control reviews on associate and vendor processes for various… more
- Capital One (New York, NY)
- … risk , developing mitigation plans (as warranted), business initiatives, and other risk management and control activities related to KYC/KYP + Provide senior ... management with effective, credible and grounded challenge regarding AML/KYC/KYP regulatory risk and control management, ensuring management is making informed… more
- Capital One (New York, NY)
- …growth and professional opportunity. Inspired by our colleagues, we are risk identifiers, challengers, influencers, and transformational leaders who drive impactful ... network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial...This role will be hired as a Capital One associate with a near-term focus on audit execution and… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... growth and professional opportunity. Inspired by our colleagues, we are risk identifiers, challengers, influencers, and transformational leaders who drive impactful… more