- Truist (Charlotte, NC)
- …the Risk Management Organization. This position examines remediation plans, validates risk reduction, and works with enterprise control testing to assess the ... processes and activities. 2. Oversee testing, root cause analysis, control design, and examine key risk metrics...experience. 2. 8+ years of progressive related experience in risk or audit functions leading or supporting… more
- US Bank (Charlotte, NC)
- …such as new vendors, systems, products and segments, by advising on fiduciary risk , informing procedure and control design, participating in Steering Committees, ... + **Monitoring and Reporting:** Establish robust monitoring mechanisms to track risk exposure and control effectiveness. Generate insightful reports for… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees ... + Prepare presentations relating to Schedule L submission, reporting processes, and control documentation; present findings to regulators, internal audit , and… more
- Truist (Raleigh, NC)
- …Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems Audit and Control Association), and/or Project ... and maintain effective channels of communication with Enterprise Technology partners, other risk and control functions, Business Unit (BU) management, as well… more
- First Horizon Bank (Raleigh, NC)
- …knowledge of banking products and services + Exercise discretion and judgment identifying risk / control gaps that may have an adverse impact; and the ability ... necessary workpaper standards to meet the requirements of internal partners (Internal Audit ) and regulatory agencies (FRB, CFPB, etc.). + Assist the CT Director… more
- Wells Fargo (Charlotte, NC)
- …appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and exercise ... this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to...business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit ,… more
- North Carolina Central University (Durham, NC)
- …Campus IT Security Administrator **Working Title** Chief Information Security Officer **Position Number** 601921 **FLSA** Exempt **Appointment Type** Permanent - ... technology that is deployed. **Primary Purpose of Position** The Chief Information Security Officer (CISO) reports to the Chief Information Officer CIO), is a… more
- Wells Fargo (Charlotte, NC)
- …expertise in function-specific policies and compliance requirements. + Partner with the ECO Control and Risk Assessment team on PAD metrics and controls. + ... this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team...development of scalable tools and educational resources. About Conduct Risk and Enterprise Compliance Operations (CR & ECO): CR… more
- Wells Fargo (Charlotte, NC)
- …and COO teams as well as other support functions (eg, Compliance, Testing, Audit , Risk , Operations, Technology, Legal, and Human Resources). Their goal will ... and design moderately complex controls, protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective… more
- Truist (Raleigh, NC)
- …Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems Audit and Control Association) (CRISC), ... programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist...regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the… more