- KeyBank (Charlotte, NC)
- …Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... etc. + Provide information for analysis and reporting on complaints, including risk metrics performance, control testing results, remediation plans and status,… more
- City National Bank (Charlotte, NC)
- … assessments, analyzing the Bank's compliance risk ; determine if current processes control risk . * Analyze new and changing laws and regulations and ... business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking...Bank's compliance risk ; determine if current processes control risk . * Completes all required training.… more
- Truist (Raleigh, NC)
- …testing efforts to assess impact to critical business services, estimate risk , evaluate likelihood, and quantify potential disruption magnitude. - Develop ... executive-level risk reporting and dashboarding to provide leadership with a...of exposure, scenario coverage, and resilience maturity. Enterprise Resilience Officer II is a subject matter expert responsible for… more
- Truist (Wilson, NC)
- … control evaluation, monitoring and testing 3. Strong understanding of risk management frameworks and internal control principles. 4. Documenting, reporting, ... location, the work style will be: In Office (5 days/week). Enterprise Resilience Officer I is a subject matter expert responsible for independent quality assurance… more
- Equitable (Charlotte, NC)
- …level and follow the organization-specific policies and guidelines, affecting business practices. ** Risk & Control Self Assessment (RCSA):** Knowledge of risk ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED...operations. Reporting to the CCO are the Firm's 3120 audit teams, Surveillance oversight, regulatory reporting, regulatory examinations, and… more
- EMCOR Group (Raleigh, NC)
- …EMCOR Mechanical Services has an immediate opening for a Chief Financial Officer supporting three Operating Companies. This position may be located in Raleigh, ... North Carolina or Clemmons, NC with travel required. The Chief Financial Officer is the finance business partner and leads the organization's financial planning and… more
- Compass Group, North America (Charlotte, NC)
- …with business leaders responsible for cybersecurity, data privacy and third-party technology risk . + Develop and continuously improve IT control frameworks in ... relationships with key stakeholders in the Business Units, Chief Technology Officer , Functional Leaders, Internal Audit , and External Auditors. Understand,… more
- Truist (Charlotte, NC)
- …in adherence with enterprise standards. 5. Develop relationships and partner with BU Chief Risk Officer , Audit , Operational Risk Management, Compliance, ... external SOX auditors to facilitate and respond to ITGC audit requests. * Apply an understanding of TD&O operations...of the reports produced by the team. 8. Evaluate control weakness or key indicators exceeding risk … more
- Truist (Charlotte, NC)
- … rating, compliance, underwriting. The recommendation is finally approved by ultimate risk approval officer . Problem Complexity: Complex. Portfolio Manager & ... Middle Market or CML portfolio. Includes day-to-day client interaction, managing portfolio risk and adheres to all regulatory and compliance guidelines. A critical… more
- JCTM LLC (Havelock, NC)
- …measures. + Intelligence Security Reporting: Maintain all required documentation such as risk reports, access logs, assessments, and audit records to support ... Special Security Representative (SSR), you will work directly with the Special Security Officer (SSO) and Senior Intelligence Officer (SIO) to manage security… more