- TD Bank (New York, NY)
- …exist + Support the execution of remediation plans to address performance / risk / governance issues + Actively manage relationships within and across various ... issues, trends, and evolving regulatory requirements + Maintain a culture of risk -based management and control , supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …the facilitation and/or implementation of action/remediation plans to address performance/ risk / governance issues + Keeps abreast of emerging issues, ... key function within the department is the oversight and governance related to maintaining and monitoring sound internal controls...and assesses potential impacts + Maintains a culture of risk based management and control , supported by… more
- S&P Global (NY)
- …customers. **Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization. The ... Head of Technology Risk and Governance drives the Digital Solutions...Management Process document/ methodology + Lead efforts to centralize control gaps/ issues in GRC tool + Lead efforts… more
- M&T Bank (New York, NY)
- …The position prepares and provides presentations to executive management and risk governance committees. Develops portfolio management frameworks and strategies ... compliance with MRMD and ensure compliance with model oversight governance . + Assist in managing all interactions with the...standards, policies and controls in accordance with the Company's Risk Appetite + Maintain M&T internal control … more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
- M&T Bank (Buffalo, NY)
- …Data** and **Finance Technology** domains. This role requires deep knowledge of data governance , data quality, financial systems, and technology risk to assess ... Audit Plan Completion + **Stay current on industry best practices** in data governance , data privacy, cloud technology, and finance systems, and advise audit teams… more
- American Express (New York, NY)
- …management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing, ... the 1st line's implementation of data-related controls within the Risk and Control Self-Assessment (RCSA) and review...data security, data architecture and data storage) and prepare risk review reports for senior stakeholders and governance… more
- MTA (New York, NY)
- …programs. + Detailed knowledge of Corporate Compliance programs especially internal control standards, corporate governance practices and ethics programs ... with planning, directing, and administering the operations of the MTA Ethics, Risk and Compliance program. Additionally, this role supports the Agency and Deputy… more
- TD Bank (New York, NY)
- …department objectives and achieve full potential + You are required to demonstrate governance , control and risk management behaviors in alignment with ... TD policies and practices **Qualifications:** Candidates must have a strong background in investment banking underpinned by solid quantitative and analytical skills. He or she should be able to think creatively about a range of strategic issues confronting the… more
- Coinbase (Albany, NY)
- …in a 1 or 2 LoD controls management function and/or Governance , Risk , and Compliance organization * * Control domain knowledge and best practices:* ... control assessments into Consumer products and supporting systems to assess risk and control design, identify areas of weakness and control failures, and… more