- Wells Fargo (New York, NY)
- …a Lead Business Execution Consultant to drive project management and support regulatory risk and control initiatives within Market Conduct and Supervision. This ... services and initiatives + Drive accountability for assigned initiatives, limit risk exposure, and create efficiencies as appropriate + Review strategic approaches… more
- BMO Financial Group (New York, NY)
- …assigned business/ group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder ... area. + Participate in the design, implementation and management of core business/ group processes. + Conduct and/or effectively challenge risk assessments for… more
- UMB Bank (Albany, NY)
- …regulatory requirements. + Issuing a summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the ... still providing exceptional customer service to our clients. The **Branch Quality Control Analyst** is responsible for performing independent, quality control … more
- TD Bank (New York, NY)
- …relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit...and diverse audit team for an area of significant risk , complexity or scope + People Manager role that… more
- JPMorgan Chase (Brooklyn, NY)
- …trades in derivative products linked to securitized products. As a Securitized Products Group Product Control Analyst within the Securitized Products Group , ... The Securitized Products Group (SPG), part of Markets within Corporate &...responsible for the activities listed below. Specifically, this Product Control team covers a variety of SPG businesses including… more
- Warner Music Group (New York, NY)
- …assigned areas, tracking engagement progress and reporting to managers, and updating the risk control matrix for purposes of reporting metrics and executive ... Job Description: At Warner Music Group , we're a global collective of music makers...improvement and technology. Success is measured by driving internal control improvements, risk mitigation, and positive organizational… more
- Tompkins Community Bank (Ithaca, NY)
- …to work in the office three (3) days a week. The AML Quality Control Coordinator works closely with the Corporate AML Officer to ensure effective implementation of ... a robust Quality Control (QC) Program in the Company's Anti-Money Laundering/Countering the...a review of alert disposition, customer due diligence (CDD), high- risk customer (HRC) reviews, and investigations. The AML Quality… more
- Citigroup (Getzville, NY)
- …**Education:** + Bachelor's degree/University degree or equivalent experience **Job Family Group :** Finance **Job Family:** Product Control **Time Type:** Full ... with the Finance team. The overall objective of this role is to control and support data integrity and general ledger reconciliation, profit attribution and new… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk based management and control , supported by effective processes in ... & ad hoc analytics for a senior executive audience including the segment CFO, Group Head and Management Committee. The team is also responsible for several materials… more
- Citigroup (New York, NY)
- The Wealth Mgmt Group Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... be necessary. Accountable for the end results of an area. Exercises control over resources, policy formulation and planning. Primarily affects a sub-function.… more