- HSBC (New York, NY)
- …independent and objective assurance over the design and operating effectiveness of the Group 's framework of risk management, control and governance ... to succeed in this role: + 5 - 10 years relevant work experiencein risk or control aspects gained within any of the 3 lines of defense functions (eg Front… more
- TD Bank (New York, NY)
- …are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management behaviors in alignment with TD policies ... Global Markets Transaction Management is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial … more
- Scotiabank (New York, NY)
- …with the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets… more
- Lincoln Financial (Albany, NY)
- …consultative services that add value and improve organizational operations by evaluating risk management, control , and governance processes. The Audit Analyst ... Role at a Glance As an Audit Analyst, you will lead and execute risk -based audits focusing on operational processes and regulatory compliance across the company. In… more
- CIBC (New York, NY)
- …and internal audit/deficiency remediations. The US Capital Markets Business Management group provides direct day-to-day support and coverage for CIBC's US Capital ... Markets business. The group 's primary role is to assist in achieving the...Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of… more
- Citigroup (New York, NY)
- …meet revenue and client goals. They will be responsible for managing FX option risk and making prices to our franchise in vanilla and exotic products, in ... book and deliver on budgeted revenues and manage book risk + Establish and maintain key relationships to deliver...governance and controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... management functional area and overall operation of a diverse group in an area of moderate risk ,...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First… more
- Citigroup (New York, NY)
- …be on direct lending and back leverage for corporates. **Responsibilities:** + Build and risk manage a structured loan book + Build and maintain a franchise and ... business + Deliver on budgeted revenues and maintain tight risk controls + Establish and maintain key relationships to...governance and controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Tax Planning, TD Bank, New York **Specific business/product groups:** TD Bank Group **Reports to:** T. Daris Isbell, VP, Head of US Tax **Position Summary**… more
- Citigroup (New York, NY)
- …using knowledge of industry, laws, and regulations** **Actively participates in various risk reviews, governance and control forums while demonstrating keen ... strategic decisions, exercising sound legal judgement to develop proactive, risk -appropriate and commercially practical business-oriented solutions.** **Responsibilities:** **Senior lawyer… more