- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... The US Corporate Sponsorship team is a high-performing, fast-paced group that oversees a diverse and dynamic portfolio of...for others + Leads projects of moderately to complex risk and resource requirements; may lead end-to-end processes or… more
- Citigroup (New York, NY)
- …and internal risk management policies, maintaining a strong focus on risk and control adherence. + Develop and execute application development strategies ... software projects on time and within budget. + Strong knowledge of operational risk management, regulatory compliance, and control frameworks in the banking… more
- Citigroup (Getzville, NY)
- …transfer pricing processes in line with established policies, procedures, and control requirements. **Responsibilities:** + Contribute to the governance of funding, ... balance sheet. This includes + Participate in managing liquidity and interest rate risk , the capital/legal entity structure and capital planning as well as managing… more
- TD Bank (New York, NY)
- …Global Markets Documentation Team is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group ... committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients… more
- Citigroup (Getzville, NY)
- …and expertise. + Ensuring Reg Ops procedures and controls adhere to Citi's Global Risk & Control and Global Regulatory Reporting policies, with a focus on ... and implement corrective actions. + Collaborating with Operations, Technology, Compliance, Legal, Risk & Control , and business unit managers to ensure… more
- Citigroup (New York, NY)
- …executed on their behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover needs that ... of wealth. + Develop tailored solutions that address clients' investment, risk management, and financing/liquidity needs. + Set challenging goals, regularly… more
- Citigroup (New York, NY)
- …executed on their behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover needs that ... of wealth. + Develop tailored solutions that address clients' investment, risk management, and financing/liquidity needs. + Set challenging goals, regularly… more
- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report)....this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies ... Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts...enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in order to ... governance and controls + Work in close partnership with control functions such as Legal, Compliance, Market and Credit... functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance… more