- TD Bank (Charlotte, NC)
- …judgment to develop and implement policies, procedures, and best practices for high- risk customer management + Supports the Group Manager by assisting ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management… more
- TD Bank (Charlotte, NC)
- …and manages a team of AML/ATF/Sanctions/ABAC professionals and overall operation of a diverse group in an area of moderate risk , complexity, or scope, while ... requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with risk … more
- TEKsystems (Raleigh, NC)
- …expertise, monitoring, and credibly challenging colleagues on all components of the risk and control environment 6. Ability to establish authority, influence ... Description The Risk and Compliance Analyst will play a critical...will partner with the First Line of Defense (Business Control Officers, Process & Control Owners) as… more
- Citigroup (Charlotte, NC)
- …+ Certifications in data management or related areas are an asset **Job Family Group :** Risk Management **Job Family:** Treasury Risk **Time Type:** Full ... Domain Lead to manage and drive the strategic direction of the Non Trading Market Risk (NTMR) data domain. The successful candidate will be a key player in ensuring… more
- Wells Fargo (Charlotte, NC)
- …including communicating information and outcomes to all levels of the Control Management organization, key Business Group Stakeholders and Enterprise ... Surveillance & Governance (CSG) team is seeking a seasoned, Senior Lead Control Management Officer to manage and execute controls associated with its Electronic… more
- Wells Fargo (Charlotte, NC)
- …effectively communicating relevant information and outcomes to all levels of the Control Management organization, key Business Group stakeholders, and Enterprise ... accountability in deliverables **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or...+ 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or… more
- Wells Fargo (Charlotte, NC)
- …**In this role, you will:** + Participate or conduct compliance, supervision, control reviews, administration and technology + Design risk processes and ... Market Administration Management **Required Qualifications:** + 6+ months of Supervisory Control , Risk Management Consulting, Property or Casualty Insurance,… more
- Wells Fargo (Greenville, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn ... Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk ...2+ years of Supervisory Control , Corporate Insurance Risk , Risk Management Consulting, Property or Casualty… more
- Wells Fargo (Charlotte, NC)
- …units personnel and management. **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk Management Consulting, ... **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision...synergies and to maximize efficiencies within the private client group + Review and analyze controls to manage high… more
- Wells Fargo (Charlotte, NC)
- …related initiatives. + Identify and recommend opportunities for process improvement and risk control development. + Provide leadership to bring groups together ... an **Institutional Investment Operations Specialist** for **The Structured Products Group (SPG)** Team in **Corporate & Investment Banking (CIB)...these topics to junior members and act as a risk control mitigator. + Proficiency with loan… more