- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- SMBC (Charlotte, NC)
- …a GRC application offering a wide range of GRC functional capabilities for risk management, internal audit, internal control , information security and regulatory ... SMBC Group is a top-tier global financial group...Risk and Compliance) industry. * Prefer experience with risk management, internal audit, internal control , information… more
- SMBC (Charlotte, NC)
- …and risk management to ensure alignment and introduce comprehensive control frameworks to mitigate risks. Draft communications to general workforce and external ... SMBC Group is a top-tier global financial group...decision-making on strategic direction, resource allocation, business opportunities and risk appetite. Develop value based targeted communications in support… more
- Wells Fargo (Charlotte, NC)
- …this role:** The Technology for the Chief Operating Office (TCOO) group delivers technology services supporting the Chief Operating Office, including operations, ... control executives, strategic execution, business continuity and resiliency, data...shared services, supply chain management, and the corporate properties group . TCOO manages application portfolios and provides technology solutions… more
- Wells Fargo (Charlotte, NC)
- …collaborate with the Vertical/Product COO, front line bankers, Loan Supervision, and Group Executive. Key responsibilities include: + Supporting COO and Group ... structuring, approval workflows, and deal execution coordination across business and control functions + Researching and analyzing client information and data across… more
- Wells Fargo (Charlotte, NC)
- The **Client Relationship Group (CRG)** Product Management organization within Wealth and Investment Management (WIM) leads the strategy, design and prioritization ... a Lead Product Manager to join our Client Relationship Group to define and own requirements for our Client...global market dynamics, trends, and regulatory impact + Oversee risk management to meet deliverables and drive new initiatives… more
- Lincoln Financial (Greensboro, NC)
- …**What you'll be doing** + Plan audit engagements, identify inherent risks and control objectives, perform risk assessments and identify IT-related risks and ... products, operations and distribution systems. + Partner with IT Infrastructure, security, risk management and other control groups within the company to… more
- Fifth Third Bank, NA (NC)
- …areas of the bank, including Sales, Operations, IT, Legal, Audit, Legal, and Risk . Identification of risk associated with product lines and contribution to ... process development and management to minimize risk . Support of delivery by contributing to the definition...of delivery by contributing to the definition of quality control standards and work process procedures. Works under minimal… more
- Wells Fargo (Charlotte, NC)
- …services and products + Identify and recommend opportunities for process improvement and risk control development within the Securities Based Lending Team + Work ... **About this role:** Wells Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities...WIM. **In this role, you will:** + Manage all risk management activities, including issue management and credit … more
- Wells Fargo (Charlotte, NC)
- …. **In this role, you will:** + Provide oversight and monitoring of business group risk based compliance programs + Maintain compliance risk expertise ... appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and exercise… more