- TD Bank (New York, NY)
- …Global Markets Documentation Team is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group ... committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies ... Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts...enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40… more
- Fedcap (New York, NY)
- …accounting policies and procedures. In this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and groups, ... auditing procedures using data analytics. + Participate in SOX 404 internal control evaluation and testing Financial, Operational and Information Systems audits Data… more
- CDM Smith (Buffalo, NY)
- …variances, and assisting in root cause analysis. The specialist ensures that risk reserves are accurately maintained and integrated into financial forecasts and ... such as federal/government regulations. Gathers project progress information from project manager and project team members to update and monitor projects of… more
- M&T Bank (Buffalo, NY)
- …the organization. + Attribute observed activities to a specific threat actor or group based on known tactics, techniques, and procedures. + Perform comprehensive and ... Cybersecurity and Technology leadership. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Citigroup (Getzville, NY)
- …management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will prepare written ... Management on governance and the facilitation of the execution of the Managers Control Assessment (MCA) as required by the MCA Standard including the assessment and… more
- L3Harris (Rochester, NY)
- …can work under general oversight from a senior Information System Security Manager (ISSM). This individual will work closely with Information System Owners, ... must be knowledgeable in information technology, information system security, and the Risk Management Framework as it relates to various governance documents (DAAPM,… more
- Marex (New York, NY)
- …services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: ... trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets,...the daily functions have been outsourced to the Broadridge Manager Products Team, Marex is ultimately accountable for all… more
- Citigroup (Inwood, NY)
- …mentors team members. The Head Universal Banker plays a key role in championing risk and control , driving lobby leadership, and ensuring consistent delivery of ... in complex transactions and ensuring an exceptional client experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with… more