- Neuberger Berman (New York, NY)
- …and manage business-wide governance routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, ... **Head of Business Control & Governance - Private Wealth** **Location:** New...This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business… more
- SMBC (New York, NY)
- …responsible for overseeing and managing various programs and initiatives within the control office, helping to oversee effective governance, risk management, and ... benefits to its employees. **Role Description** The Americas Division Control Office is seeking a highly organized and experienced...Office is seeking a highly organized and experienced program manager to join our team. The Program Management and… more
- UMB Bank (Albany, NY)
- …regulatory requirements. + Issuing a summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the ... The **Branch Quality Control Analyst** is responsible for performing independent, quality...of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely… more
- TD Bank (New York, NY)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive...financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing… more
- MTA (New York, NY)
- …responsible for all aspects of program controls activities (cost estimating, cost control , scheduling, and risk management) for a mega-project. Responsibilities ... Assistant Vice President Project Controls (Signals & Train Control ) Job ID: 12910 Business Unit: MTA Construction & Development Location: New York, NY, United States… more
- TD Bank (New York, NY)
- …and implementing risk management frameworks and programs, such as Compliance Risk Assessment (CRA), Risk Control Self-Assessment (RCSA), Issue ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- City of New York (New York, NY)
- …LIC, NY 11101 Only candidates who are permanent in the Associate Project Manager title, reachable on DDC's Promotional Exam #3573, or the Open Competitive Exam ... will also track team tasks and productivity, manage DDC's cost estimating and risk management databases, and provide guidance based on analysis of cost trends and… more
- TD Bank (New York, NY)
- …sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate ... consistent implementation of compliance standards, must have a deep understanding of Risk Control Self-Assessment, Control Effectiveness Assessment, Program… more
- City National Bank (New York, NY)
- …City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for US Mortgage Banking and will partner with the ... *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will...across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices.… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory… more
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