- TD Bank (Larchmont, NY)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the...horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures… more
- CIBC (New York, NY)
- …growth in the NY GCF structured credit financing business through our Insurance, Asset Manager and Hedge Fund clients + Risk manage Structured Product financing ... This role will take leadership and initiative in managing various forms of risk including liquidity, credit, and interest rate risk generated from client-focused… more
- TD Bank (New York, NY)
- …appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Experience with financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional area and provide… more
- MTA (New York, NY)
- …all aspects of project control activities for C&D (cost estimating, cost control , scheduling, risk management , quality assurance , and safety assurance ) ... , and procedures for all staff to follow. Responsibilities Responsible for project control activities for the entire lifecycle of the project (planning phase through… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve providing leadership,… more
- KeyBank (NY)
- …THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of ... records management. Partner with Lines of Business and other risk partners to ensure appropriate action is taken to...processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** +… more
- M&T Bank (Buffalo, NY)
- …over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing and executing ... annual risk assessments, audit examinations, continuous auditing & monitoring, and...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- M&T Bank (Buffalo, NY)
- …audits over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Assists in completion of annual ... risk assessments, continuous auditing & monitoring, and remediation plan...as assigned, under supervision of a Lead Auditor or Manager . **Primary Responsibilities:** + Participate in audits by executing… more