- TD Bank (New York, NY)
- …appropriate LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. In addition, this individual will be… more
- Broadview FCU (Albany, NY)
- …vendor lifecycle management and purchasing/procurement guidelines. + Performs document control tasks; Creates and maintains a library of Broadview's competitive ... as well as sample RFP content. + Perform quality control on all sourcing requests to assure consistency with...possible business owner and partner experience and minimize organizational risk . + Assists with preparing and providing training and… more
- Citigroup (New York, NY)
- …and adoption by Programs such as End User Computer (EUC), Data, and Manager Control Assessment (MCA). **Key Responsibilities:** + Oversee the annual technology ... is designed to strengthen Citi's Business Processes, support automation of Citi's control environment, and leading the firm to ensure that disruptions are minimized… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... teammate: + You are a critical thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are core elements… more
- CDM Smith (Massena, NY)
- …responsibilities: - Analyze and design hydraulic structures related to flood control , hydroelectric, and other water resource projects such as dams, spillways, ... technical review boards. - Conduct potential failure mode analyses and risk analyses for hydraulic structures, including identifying and developing potential failure… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in alignment ... of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful analysis… more
- TD Bank (New York, NY)
- …read and understand the Trading Supervision Standard + Required to demonstrate governance, control and risk management behaviors in alignment with TD policies ... as a Trader, you are bound by the Market Risk Policies applicable to your business and are responsible...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Bank of America (New York, NY)
- …and collaborate across wide span of stakeholders including bankers, senior leaders, risk partners and regulators / auditors + Control focused mindset ... This role requires a strategic approach to managing the risk and business enablement priorities from data perspective. It...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Marex (New York, NY)
- …large portion of the daily functions have been outsourced to the Broadridge Manager Products Team, Marex is ultimately accountable for all output, and thus ... tasks(s). The team places a strong emphasis on its control framework ensuring controls are followed and always evaluated...and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory… more
- M&T Bank (Buffalo, NY)
- …and work orders. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management ... and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more