- Citigroup (New York, NY)
- The Solution Sales Group Manager manages multiple accounts. A good understanding of the industry, direct competitors' products and services, is necessary in order to ... and trade services + Work in close partnership with control functions such as Legal, Compliance, Market and Credit... functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance… more
- TD Bank (New York, NY)
- …committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients ... Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The position must ensure that the… more
- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of Counsel, and other relevant staff. ... related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing… more
- Albany Medical Center (Albany, NY)
- …division of the NYS DOL, JCAHO, and the Center's Infection Control , Environmental Health and Safety, and Hazardous Substance Medical Surveillance programs. ... implementation of organizational plans. Organizationally, the APP reports to the EHS Manager and practices under the supervision of the EHS Medical Director.… more
- Cardinal Health (Albany, NY)
- …oversight of production/manufacturing activities, training to operational and quality control personnel, and educates business leaders on Quality policies and ... assurance concepts and technical capabilities, the Senior Specialist supports the Manager , Quality Assurance in quality audits and develops actionable insights and… more
- TD Bank (Hempstead, NY)
- …sound location + Executes with excellence by adhering to all risk and control policies/procedures **Employee/Team Accountabilities:** + Participates fully ... of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product… more
- Citigroup (New York, NY)
- …and multi-asset class products. CIM is currently seeking an experienced Portfolio Manager to join our team of investment professionals and further strengthen the ... to overall investment strategy, design, and implementation of portfolio and risk guidelines + On-site prospect/client interactions, client maintenance, and support… more
- TD Bank (New York, NY)
- …policies/procedures and applicable regulatory guidelines, ensures activities are within TDs risk appetite and risk management policies, escalates as required ... conducts due diligence process reviews for potential areas of risk to ensure the business is prepared for internal...to demonstrate enhancements are workingLeads a team of operational control & process design experts to build and deliver… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. Through due diligence, and with a strong sense of integrity,… more
- CIBC (New York, NY)
- …to manage multiple projects and priorities in a fast-paced environment. **CONDUCT & CULTURE RISK ** Our CIBC risk culture is based on employees striving to exceed ... or annual monitoring/assessments. We all are accountable for managing risk . As an employee of CIBC the incumbent must...to enhance operational efficiency and effectiveness. + As a manager of people, this job has the authority to… more
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