- TD Bank (NY)
- …Committees whenever the SRL is unable to attend. + Interact with various business partners, control partners and 2nd line risk partners in both the US and ... Financial Institution or Public Accounting/Consulting Firm. + Expert in risk and control assessments in a 1st...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Grant Thornton (New York, NY)
- …may include: + Review operational, financial, and administrative processes to assess risk , internal control , and the overall effectiveness and efficiency of ... but are not limited to co-sourced and outsourced internal audit, internal control assessments, enterprise risk management program design and/or assessments,… more
- Mizuho Corporate Bank (New York, NY)
- …of IT controls and audit activities. You will be the Lead for the Embedded Control Manager (ECM) team within Front Office Technology. Front Office Technology is ... as well as our Derivatives (Murex) CoE, Markets Operations and Risk Technology. Covered Functions in C&A Perform: coordination, evidence collection, review… more
- City of New York (New York, NY)
- Job Description The mission of the Bureau of Tuberculosis Control (BTBC) is to prevent the spread of tuberculosis and to eliminate it as a public health problem in ... ensure appropriate treatment; 2) ensure that individuals at high risk for progression from Infection to TB disease are...TB patient in NYC is assigned to a Case Manager . Case Managers in the Immigrant and Refugee Unit… more
- JPMorgan Chase (Brooklyn, NY)
- …fast-paced team as a Vice President, supporting Prime Financial Services Product Control . As a Vice President within the Americas Prime Financial Services Product ... Control team, you will have the opportunity to liaise...next level. The projects would cover both P&L and Risk , interacting with a range of stakeholders from Front… more
- JPMorgan Chase (New York, NY)
- …other support functions to achieve these goals. The CIB Global Markets Sales Credit Risk Portfolio Manager will be responsible for the enhancement to the first ... Sales client population as it relates to counterparty client risk exposure. The Sales Credit Risk team...MI reporting and updates to Senior Business Heads, Business Control partners and Senior Control forums +… more
- SHI (Albany, NY)
- …business acumen, critical thinking, and analytical skills are essential. Reporting to the Senior Risk Manager , the SRA plays a key role in implementing and ... the PRC library, and Risk Register. + Ensure accurate Risk and Control Self-Assessments (RCSA), conduct control reviews for projects, business changes,… more
- TD Bank (New York, NY)
- …Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing, managing and ... management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required;...team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description...net worth, and ultra-high net worth segments. ISWM business risk is responsible for building and executing the … more
- TD Bank (New York, NY)
- …key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... and assesses potential impacts + Maintains a culture of risk management and control , supported by effective...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
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